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Panos G. Grivakis

LAKEWOOD FINANCIAL GROUP
Newport Beach, CA
Some features on this profile are disabled
CRD#: 4825403
PG

Professional summary

Panos George Grivakis is a registered financial advisor currently at LAKEWOOD FINANCIAL GROUP, LLC located in Newport Beach, California.

Panos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Panos has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Panos George Grivakis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2026 - Present

LAKEWOOD FINANCIAL GROUP, LLC

RIA
CRD#: 339568
Newport Beach, CA
Past

March 8, 2025 - December 31, 2025

NORTHEAST FINANCIAL GROUP, INC.

RIA
CRD#: 122609
Porter Ranch, CA
Past

October 1, 2008 - May 30, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 2, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

June 4, 2007 - June 2, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(1/15/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/7/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/29/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/30/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/1/2007
General Securities Representative Examination

Current Firm

LF
LAKEWOOD FINANCIAL GROUP, LLC
LAKEWOOD FINANCIAL GROUP, LLC

CRD#: 339568 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (1/15/2026 Approved)
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Contact information

Main Address
Tafton, PA
Mailing Address
Phone number
(724) 989-2142
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAKEWOOD FINANCIAL GROUP, LLC

CRD#: 339568Newport Beach, CA

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