Cezhan M. Ambrose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cezhan Michael Ambrose, who also goes by Cezhan Ambrose, was a registered financial professional .
Cezhan is a previously registered financial professional and started their career in finance in 2004. Cezhan had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2017 - May 22, 2017
VNTR SECURITIES LLC
October 13, 2014 - December 7, 2016
FUSION ANALYTICS SECURITIES LLC
June 4, 2014 - October 2, 2014
THIRD SEVEN CAPITAL LLC
September 17, 2012 - March 14, 2014
WILLIAM O'NEIL + COMPANY
September 28, 2011 - August 16, 2012
MORGAN STANLEY
September 28, 2011 - August 16, 2012
MORGAN STANLEY
October 28, 2004 - August 5, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 7, 2004 - August 5, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
VNTR SECURITIES LLC
CRD#: 283856 / SEC#: , 8-69768
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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