David B. Gardner

DIVERSIFY WEALTH MANAGEMENT

Orem, UT 84097

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CRD#: 4825061

Professional summary

David B Gardner, AIF®, who also goes by Dave Gardner, is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Orem, Utah and DFPG INVESTMENTS, LLC located in Orem, Utah.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Gardner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 112 Ventures LLC; Non-Investment Related; 663 E 770 N Lindon, UT 84042; Book-keeping; President; 2/2010; 1% during business hours; Book-keeping and Tax Planning 2. Thirty Three, LLC.; Investment Related; 1434 East 820 North, Orem, UT 84097, United States; Private Corporation; Partner; 11/2015; less than 1% during business hours; Management of Investments 3. Caliber Wealth Management; Investment Related; 1436 E 820 N Orem UT 84097; RIA; Managing Partner; 12/08/2014; 95% during business hours; Investment Advisory Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David B Gardner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 25, 2024 - Present

DIVERSIFY WEALTH MANAGEMENT, LLC

Office #1: 980 East 800 North Suite 203, Orem, UT 84097

RIA

CRD#: 329878

Orem, UT

Current

May 11, 2015 - Present

DFPG INVESTMENTS, LLC

Office #1: 980 East 800 North Suite 203, Orem, UT 84097

CRD#: 155576

Orem, UT

Past

December 11, 2014 - July 16, 2024

CALIBER WEALTH MANAGEMENT, LLC

RIA

CRD#: 173280

OREM, UT

Past

January 6, 2012 - May 11, 2015

TRIAD ADVISORS LLC

CRD#: 25803

PROVO, UT

Past

April 14, 2010 - December 11, 2014

RIGGS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 120253

PROVO, UT

Past

August 24, 2004 - February 9, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PROVO, UT

Past

August 5, 2004 - February 9, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PROVO, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFY WEALTH MANAGEMENT, LLC

CRD#: 329878 / SEC#: 801-129521

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/29/2015)

California
(5/15/2015)

Delaware
(10/26/2022)

Hawaii
(8/31/2021)

Idaho
(12/17/2015)

IAR

Nebraska
(4/29/2025)

Nevada
(5/11/2015)

New Jersey
(9/10/2015)

New York
(8/1/2021)

Texas
(9/8/2017)

Utah
(5/11/2015)

IAR

Utah
(3/25/2024)

Washington
(2/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/23/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/4/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DIVERSIFY WEALTH MANAGEMENT, LLC

CRD#: 329878 / SEC#: 801-129521

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

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Contact information

Main Address

9017 S Riverside Dr Suite 210, Sandy, UT 84070

Mailing Address

Phone number

(801) 838-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIVERSIFY WEALTH MANAGEMENT (7/25/2025)

Regulatory assets under management

Total Number of Accounts	12,760
AUM (Assets Under Management)	$ 2,526,799,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David B. Gardner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David B Gardner's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFPG INVESTMENTS, LLC

CALIBER WEALTH MANAGEMENT, LLC

TRIAD ADVISORS LLC

RIGGS CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DIVERSIFY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2004

SIE

Date: 10/1/2018

Series 31

Date: 1/23/2008

Series 7

Date: 8/4/2004

FINRA

Current Firm

DIVERSIFY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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