Hernan A. Castro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hernan Andres Castro was a registered financial professional .
Hernan is a previously registered financial professional and started their career in finance in 2004. Hernan had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2018 - September 12, 2018
LEVELX CAPITAL LLC
August 14, 2012 - June 14, 2013
SPEEDTRADER, INC
July 1, 2004 - December 9, 2004
WALLSTREET*E FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEVELX CAPITAL LLC
CRD#: 117028 / SEC#: , 8-53580
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
