Douglas J. Moore

FINANCIAL COUNSELING

Springboro, OH 45066

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CRD#: 4824758

Professional summary

Douglas Jared Moore is a registered financial advisor currently at FINANCIAL COUNSELING, INC. located in Springboro, Ohio.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Douglas has worked at 4 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FINANCIAL COUNSELING INC; 582 N MAIN STREET, SPRINGBORO, OH 45066; RESEARCH - TRADING PORTFOLIO RESEARCH & BILLING; CORPORATION; 150 HOURS PER MONTH SPENT ON THIS ACTIVITY/ 115 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Jared Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2014 - Present

FINANCIAL COUNSELING, INC.

Office #1: 582 N. Main St., Springboro, OH 45066

RIA

CRD#: 119969

Springboro, OH

Past

October 24, 2013 - October 19, 2018

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

SPRINGBORO, OH

Past

June 24, 2008 - October 24, 2013

FINTEGRA, LLC

CRD#: 16741

SPRINGBORO, OH

Past

August 23, 2007 - July 1, 2008

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SPRINGBORO, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL COUNSELING, INC.

CRD#: 119969 / SEC#: 801-114518

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

California

Registered Investment Advisory firm - (3/11/2019 Terminated)

Florida

Registered Investment Advisory firm - (2/13/2019 Terminated)

Georgia

Registered Investment Advisory firm - (3/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (2/13/2019 Terminated)

Texas

Registered Investment Advisory firm - (2/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/25/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2007

General Securities Representative Examination

Current Firm

FINANCIAL COUNSELING, INC.

CRD#: 119969 / SEC#: 801-114518

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

California

Registered Investment Advisory firm - (3/11/2019 Terminated)

Florida

Registered Investment Advisory firm - (2/13/2019 Terminated)

Georgia

Registered Investment Advisory firm - (3/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (2/13/2019 Terminated)

Texas

Registered Investment Advisory firm - (2/13/2019 Terminated)

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Contact information

Main Address

582 N. Main St., Springboro, OH 45066

Mailing Address

Phone number

(937) 748-8710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL COUNSELING PART 2A 7-6-2017 (3/24/2025)

PART 2B SUPPLEMENT (3/24/2025)

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 92,404,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas J. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Jared Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL COUNSELING, INC.

BROKER DEALER FINANCIAL SERVICES CORP.

FINTEGRA, LLC

QUESTAR CAPITAL CORPORATION

Primary Firm SEC Registration

FINANCIAL COUNSELING, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2007

Current Firm

FINANCIAL COUNSELING, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL COUNSELING, INC.

TRUST BUT VERIFY

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