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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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JG

Jeffrey A. Garcia

QUINCY WELLS ADVISORS
Hilton, NY
Some features on this profile are disabled
CRD#: 4824738
JG

Professional summary

Jeffrey Antonio Garcia, who also goes by Jeffrey A Garcia, Jeffrey Antonio Garcia, Jeffrey Garcia, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Hilton, New York and QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jeffrey has worked at 10 firms and has passed the Series 66, SIE, Series 34, Series 3, Series 31, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeffrey A Garcia | Jeffrey Antonio Garcia | Jeffrey Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Antonio Garcia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

QUINCY WELLS ADVISORS, LLC

RIA
CRD#: 307477
Hilton, NY
Current

March 26, 2026 - Present

QUINCY WELLS CAPITAL, LLC

Office #1: 145 South Wells Ste 1301, Chicago, IL 60606
BD
CRD#: 334163
CHICAGO, IL
Past

January 7, 2022 - March 26, 2026

QUINCY WELLS ADVISORS, LLC

RIA
CRD#: 307477
Hilton, NY
Past

April 19, 2021 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA
CRD#: 307477
Rochester, NY
Past

June 21, 2016 - March 26, 2026

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

August 19, 2015 - March 29, 2016

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ROCHESTER, NY
Past

May 23, 2014 - March 18, 2015

MORGAN STANLEY

BD
CRD#: 149777
MIDDLETON, MA
Past

August 17, 2012 - April 28, 2014

MIDAMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 47351
QUINCY, MA
Past

March 13, 2009 - August 31, 2010

TD AMERITRADE, INC.

RIA
CRD#: 7870
QUINCY, MA
Past

March 13, 2009 - August 31, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
BRAINTREE, MA
Past

March 13, 2009 - August 31, 2010

TD AMERITRADE, INC.

BD
CRD#: 7870
QUINCY, MA
Past

September 5, 2006 - October 5, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PROVIDENCE, RI
Past

September 5, 2006 - October 5, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PROVIDENCE, RI
Past

October 22, 2004 - September 20, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
PORTSMOUTH, NH
Past

September 24, 2004 - September 20, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PORTSMOUTH, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA
Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/26/2026)
RR
Florida
(3/26/2026)
RR
Illinois
(3/26/2026)
RR
New York
(3/26/2026)
IAR
New York
(3/31/2026)
RR
Oregon
(3/26/2026)
RR
Texas
(3/26/2026)
RR
Utah
(3/26/2026)
RR
Virginia
(3/26/2026)
RR
Washington
(3/26/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/21/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 11/15/2010
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 11/2/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 1/7/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 7/28/2012
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA
Registered Investment Advisory firm - (3/16/2020 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
145 South Wells, Ste 1301, Chicago, IL 60606
Mailing Address
9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240
Phone number
(312) 356-4875
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts149
AUM (Assets Under Management)$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINCY WELLS ADVISORS, LLC

CRD#: 307477Hilton, NY

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