Jeffrey A. Garcia

QUINCY WELLS ADVISORS

Hilton, NY

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CRD#: 4824738

Professional summary

Jeffrey Antonio Garcia, who also goes by Jeffrey A Garcia, Jeffrey Antonio Garcia, Jeffrey Garcia, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Hilton, New York and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jeffrey has worked at 9 firms and has passed the Series 66, SIE, Series 34, Series 3, Series 31, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey A Garcia | Jeffrey Antonio Garcia | Jeffrey Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jeff Garcia is Founder/CEO of Main Street Alternatives, a registered DBA for Tortuga Holdings LLC, where Mr. Garcia operates his private investment and advisory practice. All of Mr. Garcia's compensation from Great Point Capital LLC flows through Tortuga Holdings LLC based in Rochester, NY. Tortuga Holdings LLC began in September 2021 and Main Street Alternatives was added as a DBA in June of 2024. He spends 160 hours per month during normal trading hours and 20 hours per month outside of normal business hours. This is investment related. Jeff Garcia is a master at ERAC Lodge #154, Free & Accepted Masons. The address of ERAC Lodge #154, Free & Accepted Masons is 979 Bay Rd, Webster, NY 14580. The start date is May 19, 2025. His duties will be Executive Management of Lodge members and public service, and he plans to spend 5 hours per month during normal trading hours and 10 hours per month outside of normal trading hours. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Antonio Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Hilton, NY

Current

June 21, 2016 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

April 19, 2021 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Rochester, NY

Past

August 19, 2015 - March 29, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCHESTER, NY

Past

May 23, 2014 - March 18, 2015

MORGAN STANLEY

CRD#: 149777

MIDDLETON, MA

Past

August 17, 2012 - April 28, 2014

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

QUINCY, MA

Past

March 13, 2009 - August 31, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

QUINCY, MA

Past

March 13, 2009 - August 31, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BRAINTREE, MA

Past

March 13, 2009 - August 31, 2010

TD AMERITRADE, INC.

CRD#: 7870

QUINCY, MA

Past

September 5, 2006 - October 5, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PROVIDENCE, RI

Past

September 5, 2006 - October 5, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PROVIDENCE, RI

Past

October 22, 2004 - September 20, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PORTSMOUTH, NH

Past

September 24, 2004 - September 20, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PORTSMOUTH, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/1/2020)

Florida
(5/26/2021)

IAR

Illinois
(1/7/2022)

New York
(6/21/2016)

IAR

New York
(4/15/2024)

Oregon
(7/15/2025)

Texas
(6/22/2021)

Utah
(6/7/2023)

Virginia
(12/21/2021)

Washington
(6/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 11/15/2010

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 11/2/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 1/7/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/23/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 7/28/2012

NFA Branch Manager Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey A. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Antonio Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

QUINCY WELLS ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MORGAN STANLEY

MIDAMERICA FINANCIAL SERVICES, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2004

SIE

Date: 10/1/2018

Series 34

Date: 11/15/2010

Series 3

Date: 11/2/2010

Series 31

Date: 1/7/2005

Series 7

Date: 9/23/2004

Series 30

Date: 7/28/2012

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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