Heath S. Bowen
Professional summary
Heath Shayne Bowen was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Heath Shayne Bowen, who also goes by Heath Bowen, was a registered financial professional .
Heath is a previously registered financial professional and started their career in finance in 2004. Heath had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2014 - May 30, 2018
ALLEGIS INVESTMENT SERVICES, LLC
June 9, 2011 - August 13, 2018
ALLEGIS INVESTMENT ADVISORS, LLC
January 31, 2011 - May 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
January 31, 2011 - May 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
September 12, 2007 - December 31, 2010
LPL FINANCIAL LLC
August 31, 2007 - May 4, 2011
LPL FINANCIAL LLC
August 15, 2007 - September 5, 2007
INSPHERE SECURITIES, INC.
October 18, 2004 - August 10, 2007
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALLEGIS INVESTMENT SERVICES, LLC
CRD#: 168557 / SEC#: , 8-69318
Contact information
Documents
Disclosures
| Arbitration | 1 |
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