BR
Brian T. Robinson
ROBERT W. BAIRD & CO.
Centennial, CO
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CRD#: 4824605
BR
Professional summary
Brian Thomas Robinson, CFP®, CIMA® is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Centennial, Colorado.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME/ADDRESS: Economic Club of Colorado / 191 University Boulevard Denver, CO 80206. NATURE OF BUSINESS: Professional Organization. INVESTMENT-RELATED: Yes. POSITION: Board Member. START DATE: 01/01/2017. APPRX # OF HOURS DEVOTED: 3 hours/month, 1 during securities trading hours. DUTIES IN POSITION: Helping seek new members and organize events around economics and Colorado business.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Thomas Robinson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Thomas Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
February 3, 2012 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #2: 210 University Boulevard Ste 800, Denver, CO 80206RIA
BD
CRD#: 8158
Centennial, CO
Current
February 3, 2012 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 210 University Boulevard Ste 800, Denver, CO 80206RIA
BD
CRD#: 8158
Denver, CO
Past
June 1, 2009 - February 8, 2012
MORGAN STANLEY
RIA
CRD#: 149777
ENGLEWOOD, CO
Past
June 1, 2009 - February 8, 2012
MORGAN STANLEY
BD
CRD#: 149777
ENGLEWOOD, CO
Past
May 29, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ENGLEWOOD, CO
Past
May 29, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ENGLEWOOD, CO
Past
October 30, 2006 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
RIA
CRD#: 108057
STAMFORD, CT
Past
September 27, 2006 - February 25, 2008
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEW YORK, NY
Past
June 7, 2005 - July 18, 2005
MACK TRADING LLC
BD
CRD#: 37402
NEW YORK, NY
Past
July 6, 2004 - July 26, 2004
MACK TRADING LLC
BD
CRD#: 37402
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/21/2022)
RR
Alaska(9/21/2022)
RR
Arizona(2/3/2012)
RR
Arkansas(4/4/2017)
RR
California(2/3/2012)
RR
Colorado(2/3/2012)
IAR
Colorado(2/3/2012)
RR
Connecticut(2/3/2012)
RR
Delaware(11/11/2014)
RR
District of Columbia(3/10/2021)
RR
Florida(2/3/2012)
IAR
Florida(1/5/2018)
RR
Georgia(5/25/2022)
RR
Hawaii(7/7/2022)
RR
Idaho(12/24/2020)
RR
Illinois(4/19/2017)
RR
Indiana(8/30/2017)
RR
Iowa(6/11/2021)
RR
Kansas(2/3/2012)
RR
Kentucky(7/28/2022)
RR
Louisiana(6/18/2024)
RR
Maine(6/12/2024)
RR
Maryland(11/10/2021)
RR
Massachusetts(3/2/2021)
RR
Michigan(2/3/2012)
RR
Minnesota(9/21/2022)
RR
Mississippi(2/16/2021)
RR
Missouri(4/4/2017)
RR
Montana(6/16/2022)
RR
Nebraska(11/9/2016)
RR
Nevada(9/21/2022)
RR
New Jersey(2/3/2012)
RR
New Mexico(4/4/2017)
RR
New York(2/3/2012)
RR
North Carolina(2/3/2012)
RR
North Dakota(9/21/2022)
RR
Ohio(2/19/2014)
RR
Oklahoma(9/28/2018)
RR
Oregon(4/4/2017)
RR
Pennsylvania(3/27/2020)
RR
Puerto Rico(9/21/2022)
RR
Rhode Island(9/21/2022)
RR
South Carolina(10/29/2015)
RR
South Dakota(2/3/2012)
RR
Tennessee(11/9/2016)
RR
Texas(11/10/2014)
IAR
Texas(11/15/2016)
RR
Utah(4/4/2017)
RR
Vermont(9/21/2022)
RR
Virginia(2/3/2012)
RR
Washington(4/4/2017)
RR
Wisconsin(4/7/2022)
RR
Wyoming(2/3/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
