RK
Rhonda M. Kerkhoff
FOCUS FINANCIAL
REDWOOD FALLS, MN 56283
Some features on this profile are disabled
CRD#: 4824575
RK
Professional summary
Rhonda Marie Kerkhoff, who also goes by Rhonda Marie Mathiowetz, is a registered financial advisor currently at FOCUS FINANCIAL located in Redwood Falls, Minnesota and OSAIC WEALTH, INC. located in Redwood Falls, Minnesota.
Rhonda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Rhonda has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rhonda Marie Mathiowetz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KERKHOFF AUCTION & REAL ESATE LLC POSITION: Real Estate Agent NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1994 ADDRESS: 1500 E. Bridge St., Redwood Falls MN 56283 DESCRIPTION: See 1.6.1 above--very limited 2. FOCUS FINANCIAL INSURANCE AGENCY POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2009 ADDRESS: 1500 East Bridge St. Redwood Falls, MN 56283 (My Branch location, 1300 Godward St. Suite, 5500 (Agency location) Mpls, MN 55113, Redwood Falls MN 56283 DESCRIPTION: Fixed annuity/life/LTC insurance sales 3. FOCUS FINANCIAL POSITION: Financial Advisor NATURE: Corporation-Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2013 ADDRESS: 1500 East Bridge St., PO Box 402, Redwood Falls MN 56283 DESCRIPTION: Communicate with clients about their financial plan, investments, costs, and ongoing monitoring of their overall financial picture. 4. POA POSITION: POA NATURE: none INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2013 ADDRESS: 37761 300th St., Redwood Falls MN 56283, Redwood Falls MN 56283 DESCRIPTION: I'm a POA for my husband and mother, even though I have never acted in that capacity for either. 5. KERKHOFF FINANCIAL SERVICES, LLC POSITION: Owner/Operator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 360 SECURITIES TRADING HOURS: 360 START DATE: 07/09/2009 ADDRESS: 1500 E BRIDGE ST, REDWOOD FALLS MN 56283-1900, United States DESCRIPTION: This is my business name for tax reporting/liability purposes. 6. CENTRACARE - REDWOOD POSITION: Advisory Board NATURE: Healthcare facility-Privately owned INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 101 Caring Way, Redwood Falls MN 56283 DESCRIPTION: Oversee and support the activities of our local hospital.
CRS (Client Relationship Summary) - RIA
Click below to view Rhonda Marie Kerkhoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2011 - Present
FOCUS FINANCIAL
Office #1: 1500 E. Bridge St., Redwood Falls, MN 56283RIA
CRD#: 116140
REDWOOD FALLS, MN
Current
July 7, 2009 - Present
OSAIC WEALTH, INC.
Office #1: 1500 East Bridge Street, Redwood Falls, MN 56283RIA
BD
CRD#: 23131
Redwood Falls, MN
Past
October 15, 2004 - July 9, 2009
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
REDWOOD FALLS, MN
Past
August 12, 2004 - July 9, 2009
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
REDWOOD FALLS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOCUS FINANCIAL
AFC FINANCIAL ADVISORY GROUP | MOSER & HEIER FINANCIAL SOLUTIONS | MERTZ WEALTH STRATEGIES | KMF ADVISORS | FOCUS FINANCIAL NETWORK, INC. | FOCUS FINANCIAL | FDI INCORPORATED/FINANCIAL DESIGNS | BROOKLANDS
CRD#: 116140 / SEC#: 801-71117
RIA
Registered Investment Advisory firm - (3/2/2010 Approved)Arizona
Registered Investment Advisory firm - (3/5/2010 Terminated)California
Registered Investment Advisory firm - (3/8/2010 Terminated)Colorado
Registered Investment Advisory firm - (3/12/2010 Terminated)Florida
Registered Investment Advisory firm - (3/5/2010 Terminated)Georgia
Registered Investment Advisory firm - (3/5/2010 Terminated)Illinois
Registered Investment Advisory firm - (3/2/2010 Terminated)Indiana
Registered Investment Advisory firm - (3/9/2010 Terminated)Iowa
Registered Investment Advisory firm - (3/5/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (3/24/2010 Terminated)Minnesota
Registered Investment Advisory firm - (3/8/2010 Terminated)Missouri
Registered Investment Advisory firm - (3/5/2010 Terminated)Nebraska
Registered Investment Advisory firm - (3/12/2010 Terminated)New Jersey
Registered Investment Advisory firm - (3/5/2010 Terminated)New York
Registered Investment Advisory firm - (3/5/2010 Terminated)North Carolina
Registered Investment Advisory firm - (3/5/2010 Terminated)North Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Ohio
Registered Investment Advisory firm - (3/5/2010 Terminated)Oregon
Registered Investment Advisory firm - (3/5/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/31/2010 Terminated)South Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Texas
Registered Investment Advisory firm - (3/5/2010 Terminated)Washington
Registered Investment Advisory firm - (3/5/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (3/5/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/19/2011)
RR
Arkansas(11/5/2014)
RR
California(4/23/2013)
RR
Minnesota(7/7/2009)
IAR
Minnesota(12/16/2013)
RR
New York(8/19/2009)
RR
South Dakota(8/22/2012)
RR
Texas(2/28/2024)
RR
Wisconsin(1/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FOCUS FINANCIAL
AFC FINANCIAL ADVISORY GROUP | MOSER & HEIER FINANCIAL SOLUTIONS | MERTZ WEALTH STRATEGIES | KMF ADVISORS | FOCUS FINANCIAL NETWORK, INC. | FOCUS FINANCIAL | FDI INCORPORATED/FINANCIAL DESIGNS | BROOKLANDS
CRD#: 116140 / SEC#: 801-71117
RIA
Registered Investment Advisory firm - (3/2/2010 Approved)Arizona
Registered Investment Advisory firm - (3/5/2010 Terminated)California
Registered Investment Advisory firm - (3/8/2010 Terminated)Colorado
Registered Investment Advisory firm - (3/12/2010 Terminated)Florida
Registered Investment Advisory firm - (3/5/2010 Terminated)Georgia
Registered Investment Advisory firm - (3/5/2010 Terminated)Illinois
Registered Investment Advisory firm - (3/2/2010 Terminated)Indiana
Registered Investment Advisory firm - (3/9/2010 Terminated)Iowa
Registered Investment Advisory firm - (3/5/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (3/24/2010 Terminated)Minnesota
Registered Investment Advisory firm - (3/8/2010 Terminated)Missouri
Registered Investment Advisory firm - (3/5/2010 Terminated)Nebraska
Registered Investment Advisory firm - (3/12/2010 Terminated)New Jersey
Registered Investment Advisory firm - (3/5/2010 Terminated)New York
Registered Investment Advisory firm - (3/5/2010 Terminated)North Carolina
Registered Investment Advisory firm - (3/5/2010 Terminated)North Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Ohio
Registered Investment Advisory firm - (3/5/2010 Terminated)Oregon
Registered Investment Advisory firm - (3/5/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/31/2010 Terminated)South Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Texas
Registered Investment Advisory firm - (3/5/2010 Terminated)Washington
Registered Investment Advisory firm - (3/5/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (3/5/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413
Mailing Address
Phone number
(651) 631-8166
Established
Firm type
Fiscal year end
# of Employees
172
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 26,057 |
| AUM (Assets Under Management) | $ 6,262,663,508 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/16/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
