Eric J. Beck
Professional summary
Eric Jason Beck is a registered financial professional currently at HAVELI GLOBAL SECURITIES, LLC located in Austin, Texas and THIRD LAKE ASSOCIATES, LLC located in Tampa, Florida.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2004. Eric has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Jason Beck's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2023 - Present
HAVELI GLOBAL SECURITIES, LLC
Office #1: 405 Colorado St, Suite 1600, Austin, TX 78701January 19, 2024 - Present
THIRD LAKE ASSOCIATES, LLC
Office #1: 1600 East 8th Avenue, Suite A-208, Tampa, FL 33605May 16, 2025 - Present
UPHORIZON, LLC
Office #1: 10250 Constellation Blvd Suite 2300, Los Angeles, CA 90067October 2, 2023 - February 23, 2024
PRETIUM SECURITIES, LLC
April 20, 2023 - May 16, 2025
BUILDER ADVISOR GROUP, LLC
January 16, 2009 - March 8, 2010
OSAIC FA, INC.
January 16, 2009 - March 8, 2010
OSAIC FA, INC.
February 14, 2007 - January 21, 2009
EDWARD JONES
September 8, 2004 - January 21, 2009
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2024)
Exams
Series 99TO
Date: 6/28/2023
Operations Professional ExaminationSeries 79TO
Date: 10/20/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
UPHORIZON, LLC
CRD#: 328256 / SEC#: , 8-71171
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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