CD
Christine J. Diruscio
MADISON AVENUE SECURITIES
Los Angeles, CA 90004
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CRD#: 4824229
CD
Professional summary
Christine Jean Diruscio, who also goes by Christine Jean Diruscio Ms., is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Los Angeles, California.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Christine has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christine Jean Diruscio Ms.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME: EMPRESS INVESTMENT GROUP; ADDRESS: 312 N LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004; INVESTMENT RELATED: YES; POSITION: REGISTERED SALES ASSISTANT; DUTIES: FINANCIAL ADVISOR AND REGISTERED SALES ASSISTANT; HOURS PER WEEK: 40 HOURS; START DATE: 1/3/2024; CA INSURANCE LICENSE ACCIDENT & HEALTH OR SICKNEES, LIFE, VL & VA
CRS (Client Relationship Summary) - RIA
Click below to view Christine Jean Diruscio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christine Jean Diruscio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2016 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 321 N. Larchmont Blvd, Suite 800, Los Angeles, CA 90004RIA
BD
CRD#: 23224
Los Angeles, CA
Current
November 18, 2016 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 321 N. Larchmont Blvd, Suite 800, Los Angeles, CA 90004RIA
BD
CRD#: 23224
Los Angeles, CA
Past
August 19, 2016 - November 18, 2016
MARINER ADVISOR NETWORK
RIA
CRD#: 283824
Los Gatos, CA
Past
February 24, 2016 - September 28, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
LOS GATOS, CA
Past
October 9, 2015 - December 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
April 2, 2013 - August 31, 2015
BMA SECURITIES, LLC
BD
CRD#: 108219
EL SEGUNDO, CA
Past
August 18, 2011 - March 22, 2013
OC SECURITIES, INC.
BD
CRD#: 133264
CARLSBAD, CA
Past
August 3, 2011 - August 22, 2011
BROOKVILLE CAPITAL PARTNERS
BD
CRD#: 102380
CARLSBAD, CA
Past
May 8, 2009 - August 2, 2011
SCOTTSDALE CAPITAL ADVISORS CORP
BD
CRD#: 118786
CARLSBAD, CA
Past
July 7, 2008 - May 11, 2009
ALPINE SECURITIES CORPORATION
BD
CRD#: 14952
CARLSBAD, CA
Past
June 20, 2008 - July 8, 2008
SCOTTSDALE CAPITAL ADVISORS CORP
BD
CRD#: 118786
SCOTTSDALE AZ, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/18/2016)
IAR
California(11/18/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/11/2015
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
