Brian P. Boucher

BMO CAPITAL MARKETS

New York, NY 10036

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CRD#: 4824165

Professional summary

Brian Patrick Boucher, who also goes by Brian Patrick Boucher Mr., Brian Patrick Boucher, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Patrick Boucher Mr. | Brian Patrick Boucher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Boucher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2024 - Present

BMO CAPITAL MARKETS CORP.

Office #1: 151 West 42nd St, New York, NY 10036

CRD#: 16686

New York, NY

Past

February 4, 2020 - June 3, 2020

TMC BONDS L.L.C.

CRD#: 104507

New York, NY

Past

February 3, 2020 - February 23, 2022

ICE BONDS SECURITIES CORPORATION

CRD#: 123635

NEW YORK, NY

Past

March 3, 2014 - February 11, 2020

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

July 20, 2010 - March 19, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 23, 2006 - May 26, 2010

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

May 26, 2005 - May 15, 2006

GRANTA CAPITAL GROUP LLC

CRD#: 114657

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/2/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BMO CAPITAL MARKETS CORP.

CRD#: 16686 / SEC#: 801-73047, 8-34344

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

151 West 42nd Street, New York, NY 10036

Mailing Address

151 West 42nd Street, New York, NY 10036

Phone number

(212) 702-1101

Established

Delaware since 03/28/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

1,275

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

RESEARCH RELATED ACTIVITY (3/28/2025)

SUB ADVISOR (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
BMO FINANCIAL CORP.	SHAREHOLDER
BRICKLEY, THOMAS JOHN	FINANCIAL AND OPERATIONS PRINCIPAL	3028843
ESTEY, WARREN FRANCIS	MANAGING DIRECTOR, INVESTMENT BANKING	3114183
FORLENZA, MICHAEL	HEAD, CHIEF OPERATING OFFICER	5886049
KAHRAMAN, LEVENT	MANAGING DIRECTOR, GLOBAL MARKETS	2802822
WOODWARD, JOEL EDWARD	CHIEF FINANCIAL OFFICER	5467904
YUKILEVICH, DANIEL	CHIEF COMPLIANCE OFFICER	5635481

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 1,210,751,477

Disclosures

Regulatory Event	46
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Brian P. Boucher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Boucher's CRS (Customer Relationship Summary).

Certified licenses

Experience

TMC BONDS L.L.C.

ICE BONDS SECURITIES CORPORATION

BARCLAYS CAPITAL INC.

J.P. MORGAN SECURITIES LLC

HSBC SECURITIES (USA) INC.

GRANTA CAPITAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/25/2005

FINRA

Current Firm

BMO CAPITAL MARKETS CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BMO CAPITAL MARKETS CORP.

TRUST BUT VERIFY

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