Shannon Mcavoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Mcavoy was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 2005. Shannon had worked at 4 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2009 - February 22, 2010
HOLLAND INVESTMENT SERVICES, INC.
February 9, 2009 - October 31, 2012
HOLLAND ADVISORY SERVICES, INC.
January 26, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 26, 2005 - August 7, 2008
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOLLAND INVESTMENT SERVICES, INC.
CRD#: 148492 / SEC#: , 8-68034
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
