Christopher R. Derry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robin Derry, who also goes by Rob Derry, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2006 - March 18, 2026
SVB ASSET MANAGEMENT
September 21, 2004 - June 19, 2019
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
Primary Firm SEC Registration
SVB ASSET MANAGEMENT
CRD#: 124567 / SEC#: 801-61674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SVB ASSET MANAGEMENT
CRD#: 124567 / SEC#: 801-61674
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 32,960,320,956 |
Red Flags
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