Reginald W. Phillips
Professional summary
Reginald Wayne Phillips, who also goes by Reggie W Phillips, Reginald W Phillips, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Madison Heights, Virginia.
Reginald is registered as a RR (Registered Representative) and started their career in finance in 2004. Reginald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Reginald Wayne Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2017 - Present
P.J. ROBB VARIABLE, LLC
October 17, 2016 - July 10, 2017
SAYBRUS EQUITY SERVICES, LLC
April 21, 2006 - September 8, 2016
STATE FARM VP MANAGEMENT CORP.
January 6, 2006 - April 4, 2006
PRINCIPAL SECURITIES, INC.
July 22, 2005 - April 4, 2006
PRINCIPAL SECURITIES, INC.
August 10, 2004 - July 21, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2021)
(6/2/2021)
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(8/14/2017)
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(6/2/2021)
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(6/2/2021)
(8/14/2017)
(1/21/2021)
(6/2/2021)
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(1/21/2021)
(1/21/2021)
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(6/2/2021)
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Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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