Kathleen M. Wilusz

FIAT LUX FINANCIAL PLANNING

SAN FRANCISCO, CA 94108

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CRD#: 4824013

Professional summary

Kathleen Melody Wilusz, CFP®, who also goes by Kate Melody Wilusz, is a registered financial advisor currently at FIAT LUX FINANCIAL PLANNING located in San Francisco, California.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kathleen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kate Melody Wilusz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES; SPENDS 0 HRS DURING TRADING AND NON-TRADING HOURS. REAL ESTATE OWNERSHIP: COMMERCIAL; SANTA ROSA CA 94111; NOT INVESTMENT RELATED; JULY 2015.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Melody Wilusz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 5, 2024 - Present

FIAT LUX FINANCIAL PLANNING

Office #1: 28 Geary St Suite 650 #1490, San Francisco, CA 94108

RIA

CRD#: 329391

SAN FRANCISCO, CA

Past

October 7, 2004 - February 20, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SANTA ROSA, CA

Past

October 7, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 7, 2004 - February 20, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SANTA ROSA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2004

General Securities Representative Examination

Current Firm

FIAT LUX FINANCIAL PLANNING

FIAT LUX FINANCIAL PLANNING | WILUSZ, KATHLEEN, MELODY

CRD#: 329391 / SEC#:

California

Registered Investment Advisory firm - (1/5/2024 Approved)

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Contact information

Main Address

28 Geary St Suite 650 #1490, San Francisco, CA 94108

Mailing Address

Phone number

(707) 843-0265

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathleen M. Wilusz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Melody Wilusz's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIAT LUX FINANCIAL PLANNING

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/6/2004

Current Firm

FIAT LUX FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

FIAT LUX FINANCIAL PLANNING

TRUST BUT VERIFY

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