Kerri C. Herlick

HBW ADVISORY SERVICES LLC

SARATOGA SPRINGS, NY 12866

Some features on this profile are disabled

CRD#: 4823865

Professional summary

Kerri Candor Herlick, who also goes by Kerri Candor Jackson, Kerri Candor Jameson, is a registered financial advisor currently at HBW ADVISORY SERVICES LLC located in Saratoga Springs, New York.

Kerri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kerri has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kerri Candor Jackson | Kerri Candor Jameson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Women's Divorce Alliance, Saratoga Springs, NY, Owner since 3/2016, Certified Divorce Analyst, hourly rate. Kerri Herlick - Rental of primary residence, 617 N 37th St, Richmond, VA 23223, owner since 1/1/16, landlord, profit from rent. 9/2024, MRH CA LLC SERIES SMART SHOPPING 21, RACE HORSE, PASSIVE INVESTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerri Candor Herlick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2018 - Present

HBW ADVISORY SERVICES LLC

Office #1: 92 Congress St Ste 8a, Saratoga Springs, NY 12866

RIA

CRD#: 143665

SARATOGA SPRINGS, NY

Past

April 15, 2013 - July 2, 2018

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

SARATOGA SPRINGS, NY

Past

April 15, 2013 - July 2, 2018

CADARET, GRANT & CO., INC.

CRD#: 10641

SARATOGA SPRINGS, NY

Past

August 30, 2012 - December 10, 2012

MORGAN STANLEY

RIA

CRD#: 149777

ALBANY, NY

Past

August 29, 2012 - December 10, 2012

MORGAN STANLEY

CRD#: 149777

ALBANY, NY

Past

February 8, 2010 - August 14, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

SARATOGA SPRINGS, NY

Past

April 21, 2009 - December 18, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

ALBANY, NY

Past

June 25, 2008 - February 2, 2009

HALLIDAY FINANCIAL, LLC

CRD#: 31741

ALBANY, NY

Past

March 28, 2006 - June 23, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SARATOGA SPRINGS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HBW ADVISORY SERVICES LLC

CRD#: 143665 / SEC#: 801-77333

RIA

Registered Investment Advisory firm - (11/7/2012 Approved)

Alabama

Registered Investment Advisory firm - (12/13/2012 Terminated)

Arizona

Registered Investment Advisory firm - (12/13/2012 Terminated)

California

Registered Investment Advisory firm - (1/12/2013 Terminated)

Colorado

Registered Investment Advisory firm - (12/13/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (1/15/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/13/2012 Terminated)

Georgia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Illinois

Registered Investment Advisory firm - (11/7/2012 Terminated)

Indiana

Registered Investment Advisory firm - (12/13/2012 Terminated)

Iowa

Registered Investment Advisory firm - (12/13/2012 Terminated)

Kansas

Registered Investment Advisory firm - (12/13/2012 Terminated)

Kentucky

Registered Investment Advisory firm - (12/13/2012 Terminated)

Missouri

Registered Investment Advisory firm - (12/13/2012 Terminated)

Nevada

Registered Investment Advisory firm - (1/13/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2012 Terminated)

New Mexico

Registered Investment Advisory firm - (12/13/2012 Terminated)

New York

Registered Investment Advisory firm - (12/13/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (12/13/2012 Terminated)

Ohio

Registered Investment Advisory firm - (12/13/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/13/2012 Terminated)

Oregon

Registered Investment Advisory firm - (12/19/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/13/2012 Terminated)

Virginia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Washington

Registered Investment Advisory firm - (12/13/2012 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/13/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2005

General Securities Representative Examination

Current Firm

HBW ADVISORY SERVICES LLC

CRD#: 143665 / SEC#: 801-77333

RIA

Registered Investment Advisory firm - (11/7/2012 Approved)

Alabama

Registered Investment Advisory firm - (12/13/2012 Terminated)

Arizona

Registered Investment Advisory firm - (12/13/2012 Terminated)

California

Registered Investment Advisory firm - (1/12/2013 Terminated)

Colorado

Registered Investment Advisory firm - (12/13/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (1/15/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/13/2012 Terminated)

Georgia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Illinois

Registered Investment Advisory firm - (11/7/2012 Terminated)

Indiana

Registered Investment Advisory firm - (12/13/2012 Terminated)

Iowa

Registered Investment Advisory firm - (12/13/2012 Terminated)

Kansas

Registered Investment Advisory firm - (12/13/2012 Terminated)

Kentucky

Registered Investment Advisory firm - (12/13/2012 Terminated)

Missouri

Registered Investment Advisory firm - (12/13/2012 Terminated)

Nevada

Registered Investment Advisory firm - (1/13/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2012 Terminated)

New Mexico

Registered Investment Advisory firm - (12/13/2012 Terminated)

New York

Registered Investment Advisory firm - (12/13/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (12/13/2012 Terminated)

Ohio

Registered Investment Advisory firm - (12/13/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/13/2012 Terminated)

Oregon

Registered Investment Advisory firm - (12/19/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (12/21/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/13/2012 Terminated)

Virginia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Washington

Registered Investment Advisory firm - (12/13/2012 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/13/2012 Terminated)

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Contact information

Main Address

2655 1st Street Suite 250, Simi Valley, CA 93065

Mailing Address

P.o. Box 2049, Simi Valley, CA 93062

Phone number

(800) 473-3856

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBW ADVISORY SERVICES LLC (11/13/2025)

Regulatory assets under management

Total Number of Accounts	14,679
AUM (Assets Under Management)	$ 1,747,369,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kerri C. Herlick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerri Candor Herlick's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

NYLIFE SECURITIES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

HALLIDAY FINANCIAL, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HBW ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2013

SIE

Date: 7/2/2018

Series 7

Date: 11/1/2005

Current Firm

HBW ADVISORY SERVICES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HBW ADVISORY SERVICES LLC

TRUST BUT VERIFY

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