Charles Thomas Stacy

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years registered in the securities industry

Current & Past Employments

Current

GWN SECURITIES INC.Current·CRD# 128929

RIA

BD

251 West Garden Street, Pensacola, FL 32502

May 14, 2018 - Present

GWN SECURITIES INC.Current·CRD# 128929

RIA

BD

251 West Garden Street, Pensacola, FL 32502

April 13, 2018 - Present

Past

CADARET, GRANT & CO., INC.Past·CRD# 10641

RIA

Pensacola, FL

January 6, 2014 - April 13, 2018

CADARET, GRANT & CO., INC.Past·CRD# 10641

BD

Pensacola, FL

November 24, 2010 - April 13, 2018

CADARET, GRANT & CO., INC.Past·CRD# 10641

RIA

Pensacola, FL

December 3, 2010 - December 31, 2013

EDWARD JONESPast·CRD# 250

RIA

Pensacola, FL

February 4, 2009 - November 30, 2010

EDWARD JONESPast·CRD# 250

BD

Pensacola, FL

January 24, 2005 - November 30, 2010

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Current Firm

GS

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone Number

(561) 472-2700

Established

Florida since 05/12/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

707

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GWN FORM ADV BROCHURE (4/13/2026)

Direct owners and executive officers

Name	Position	CRD#
WORLD INVESTMENT NETWORK	OWNER	—
BORNHEIMER, LAURA JEANETTE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP	1769643
CORBIN, BRAD JEFFREY	SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING	1754065
NEITZEL, CARL ALEXANDER	COO	3044454
RITTMAN, BARRY RICHARD	CFO FINOP PFO VP	1997994
WALSH, DENIS STEPHEN	CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT	1124278
WALSH, MARY THERESE	SECRETARY	2829444

Regulatory Assets Under Management

Total Number of Accounts

66,025

AUM (Assets Under Management)

$4,753,625,856

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STACY FINANCIAL GROUP,Is Investment Related,,DBA/Financial Services,Registered Rep,2018-04-13,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/FINANCIAL SERVICES "LIFE, HEALTH, ANNUITIES, Medicare?",Is Investment Related,"1 E WASHINGTON ST, STE 600E, PHOENIX?, AZ, 85004, USA",Insurance Sales,agent,2012-05-01,30 hours per month,30 hours per month during trading hours,Commission Compensation,"?Life insurance sales, long-term care insurance sales, variable annuity sales."

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GS

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(4/13/2018)

RR

California
(7/14/2021)

RR

Colorado
(9/13/2018)

RR

Florida
(4/13/2018)

IAR

Florida
(5/14/2018)

RR

Georgia
(4/13/2018)

RR

Mississippi
(3/19/2020)

RR

North Carolina
(1/9/2019)

RR

South Carolina
(10/2/2018)

RR

Tennessee
(4/13/2018)

RR

Texas
(1/3/2021)

RR

Virginia
(4/13/2018)

RR

West Virginia
(5/5/2020)

RR

Wisconsin
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.