SD
Sofia Dumansky
EAGLE STRATEGIES LLC
Windsor, CT 06095
Some features on this profile are disabled
CRD#: 4823558
SD
Professional summary
Sofia Dumansky, who also goes by Sofiya Dumanskaya, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Windsor, Connecticut and NYLIFE SECURITIES LLC located in Windsor, Connecticut.
Sofia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Sofia has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sofiya Dumanskaya
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; OPERATING UNDER THE DBA NAME OF TDG FINANCIAL LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 360 BLOOMFIELD AVENUE, SUITE 402, WINDSOR, CT 06095; START DATE: 10/2012] [MAIDAN UNITED; A NON-PROFIT ORGANIZATION THAT PROVIDES FINANCIAL AID AND SUPPORT FOR PEOPLE DIRECTLY AND INDIRECTLY AFFECTED BY EUROMAIDAN IN UKRAINE; 949 PLEASANT VALLEY RD UNIT 9-8 SOUTH WINDSOR, CT 06074; START DATE 03/2014; ROLE/TITLE: DIRECTOR; NOT INVESTMENT RELATED; 8 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [P&C BROKERING; TO BE ABLE TO SELL AUTO, HOME, UMBRELLA AND PROFESSIONAL LIABILITY INSURANCE; 360 BLOOMFIELD AVESUITE 402 WINDSOR, CT 06095; START DATE 01/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [NYLARC Holding Company, Inc; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave New York, NY 10010; Start Date 07/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [NAIFA CT; NAIFA's mission is to advocate for a positive legislative and regulatory environment, enhance business and professional skills, and promote the ethical conduct of its members.; 2400 Post Road Warwick, RI 02886; Start Date 03/2019; Role/Title: Board Member; Investment Related; 10 hours per month; 1 hours per month during securities trading hours] [MDRT Community Leaders; Community Leaders Committee: Represent MDRT to promote membership and increase member engagement among peers in the local community; 325 West Touhy Avenue. Park Ridge, IL 60068; Start Date 10/2021; Role/Title: Committee Member; Investment Related; 4 hours per month; 4 hours per month during securities trading hours;promote membership and increase member engagement among peers in the local community] [OPERATING UNDER THE DBA NAME OF LEGATUM FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WINDSOR, CT; START DATE: 04/2022] [BNI Rivereast Chapter; The mission of BNI is to help BNI Members increase their business through a structured, positive and professional referral marketing program that enables them to develop long-term, meaningful relationships with quality business professionals.; 11525 N Community House Rd #475 Charlotte NC 28277; Start Date 10/2022; Role/Title: Officer; Not Investment Related; 12 hours per month; 12 hours per month during securities trading hours; Taking notes during the meeting, introducing speakers, collecting dues]
CRS (Client Relationship Summary) - RIA
Click below to view Sofia Dumansky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2012 - Present
EAGLE STRATEGIES LLC
Office #1: 100 Northfield Drive Suite 200, Windsor, CT 06095RIA
CRD#: 110826
Windsor, CT
Current
November 22, 2007 - Present
NYLIFE SECURITIES LLC
Office #1: 100 Northfield Drive Suite 200, Windsor, CT 06095BD
CRD#: 5167
Windsor, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
California(8/29/2023)
RR
Connecticut(11/30/2007)
IAR
Connecticut(4/4/2012)
RR
Florida(1/16/2024)
RR
Massachusetts(3/20/2009)
RR
Nevada(10/29/2025)
RR
New York(3/9/2023)
RR
North Carolina(3/7/2022)
RR
Texas(4/21/2017)
RR
Virginia(5/31/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
