Jerrell G. Clay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerrell Glen Clay SR, who also goes by Jerrell Glen Clay, was a registered financial professional .
Jerrell is a previously registered financial professional and started their career in finance in 1969. Jerrell had worked at 6 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2002 - June 18, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 8, 2001 - May 19, 2014
3 MARK EQUITIES, INC.
June 12, 2000 - November 4, 2002
LOCUST STREET SECURITIES, INC.
February 8, 1994 - January 31, 1997
SECURITIES AMERICA, INC.
August 16, 1991 - January 3, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 13, 1989 - February 1, 1994
PROGRAMMED EQUITIES CORPORATION
January 20, 1986 - July 17, 1989
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 7, 1969 - November 13, 1984
CONSECO EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/21/1969
Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
