William E. Sunstrum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Eric Sunstrum, who also goes by Bill Sunstrum, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2004. William had worked at 2 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2012 - August 23, 2012
TAKE CHARGE FINANCIAL
November 26, 2004 - February 11, 2010
PAGEMILL PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TAKE CHARGE FINANCIAL
CRD#: 16724 / SEC#: , 8-34543
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERRY, JOAN ANNE | PRESIDENT/CFO/FINOP/SROP/CROP/CCO | 502847 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
