Chloe A. Moore

FINANCIAL STAPLES

Atlanta, GA

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CRD#: 4823202

Professional summary

Chloe Alethea Moore, CFP® is a registered financial advisor currently at FINANCIAL STAPLES located in Atlanta, Georgia.

Chloe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Chloe has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Biography

Away from the office, you can find me exploring new restaurants, trying new recipes, listening to live music, or traveling.  Every Saturday in the fall, I'm either glued to a television or in a stadium watching college football.  My favorite team is my alma mater, The University of Alabama.

Question & Answer

What are your service offerings?

Tax Planning

Life Transitions

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

Generation X

Investment Advice with Ongoing...

LGBT Couples and Families

Millennials

Women's Financial Planning Iss...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

C-Level Consultants, Owner and Principal September 2014 - Present, approximately 10% of time during trading hours Mailing Address: 2020 Howell Mill Road, Suite D-318, Atlanta, GA 30318 Provide consulting services to Registered Investment Advisors and financial education services (speaking and writing) as an independent contractor. This position is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chloe Alethea Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 16, 2016 - Present

FINANCIAL STAPLES

RIA

CRD#: 284652

Atlanta, GA

Past

January 3, 2007 - September 10, 2007

MELD FINANCIAL, INC.

RIA

CRD#: 118896

BIRMINGHAM, AL

Past

July 14, 2006 - August 31, 2007

TRIAD ADVISORS LLC

CRD#: 25803

BIRMINGHAM, AL

Past

October 12, 2004 - July 5, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/15/2023)

IAR

Georgia
(8/16/2016)

IAR

Texas
(2/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/1/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/11/2004

General Securities Representative Examination

Current Firm

FINANCIAL STAPLES

FINANCIAL STAPLES | FINANCIAL STAPLES, LLC

CRD#: 284652 / SEC#:

California

Registered Investment Advisory firm - (5/15/2023 Approved)

Georgia

Registered Investment Advisory firm - (8/16/2016 Approved)

Texas

Registered Investment Advisory firm - (2/20/2018 Conditional Restricted)

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Contact information

Main Address

Atlanta, GA

Mailing Address

2020 Howell Mill Road Suite D-318, Atlanta, GA 30318

Phone number

(770) 742-8609

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 13,805,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Chloe A. Moore

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chloe Alethea Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL STAPLES

MELD FINANCIAL, INC.

TRIAD ADVISORS LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/2004

Series 7

Date: 10/11/2004

Current Firm

FINANCIAL STAPLES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL STAPLES

TRUST BUT VERIFY

Contact information

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