Alicia G. Stover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alicia Gabrielle Stover, who also goes by Alicia Gabrielle Barclay, Alicia Barclay, Alicia Gabrielle Gullickson, was a registered financial professional .
Alicia is a previously registered financial professional and started their career in finance in 2004. Alicia had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2020 - June 16, 2022
APEX CLEARING CORPORATION
March 12, 2015 - January 5, 2018
FIDELITY BROKERAGE SERVICES LLC
September 10, 2014 - January 29, 2015
VOYA FINANCIAL ADVISORS, INC.
March 7, 2014 - June 4, 2014
VALIC FINANCIAL ADVISORS, INC.
January 3, 2011 - March 10, 2014
VOYA FINANCIAL ADVISORS, INC.
September 11, 2008 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
April 27, 2006 - August 4, 2008
VOYA RETIREMENT ADVISORS, LLC
July 19, 2004 - March 30, 2006
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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