Sean O. Ledree
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Otis Ledree, who also goes by Sean Otis Le Dree, Sean Otis Ledree, Sean Ledree, Sean O Ledree, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2004. Sean had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2020 - December 31, 2021
COMMUNITY CURE INC
November 11, 2019 - December 31, 2019
PFS INVESTMENTS INC.
November 8, 2019 - December 31, 2019
PFS INVESTMENTS INC.
April 9, 2013 - November 21, 2017
MORGAN STANLEY
February 22, 2013 - November 21, 2017
MORGAN STANLEY
July 16, 2012 - January 17, 2013
CANTOR FITZGERALD & CO.
November 1, 2010 - June 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
April 15, 2009 - May 18, 2010
CAROLINA CAPITAL MARKETS, INC.
November 7, 2007 - April 9, 2008
EVERLAKE DISTRIBUTORS, LLC
October 3, 2006 - August 22, 2007
INVESCO CAPITAL MARKETS, INC.
October 18, 2004 - October 4, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMUNITY CURE INC
CRD#: 306713 / SEC#: 801-117917
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
