Charissa A. Pal

FORESIDE FINANCIAL SERVICES

Miami, FL 33101

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CRD#: 4822550

Professional summary

Charissa Almonte Pal, who also goes by Charissa Joie Almonte, Charissa Almonte, Charissa Almonte Pal, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Miami, Florida.

Charissa is registered as a RR (Registered Representative) and started their career in finance in 2004. Charissa has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charissa Joie Almonte | Charissa Almonte | Charissa Almonte Pal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charissa Almonte Pal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2024 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 1001 Brickell Bay Dr, Suite 2736, Miami, FL 33101

CRD#: 148477

Miami, FL

Past

March 8, 2024 - September 17, 2024

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

MIAMI, FL

Past

May 25, 2010 - September 17, 2024

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

MIAMI, FL

Past

May 14, 2010 - November 20, 2023

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

MIAMI, FL

Past

May 8, 2008 - July 6, 2009

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

JERSEY CITY, NJ

Past

March 17, 2008 - July 6, 2009

BLACKROCK EXECUTION SERVICES

CRD#: 39438

JERSEY CITY, NJ

Past

December 19, 2006 - February 5, 2008

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

NEWARK, NJ

Past

December 15, 2006 - February 5, 2008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

November 10, 2004 - June 5, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ROCKAWAY, NJ

Past

September 13, 2004 - June 5, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/17/2024)

Texas
(10/17/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/24/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/10/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Charissa A. Pal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charissa Almonte Pal's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCEBERNSTEIN L.P.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

ALLIANCEBERNSTEIN L.P.

BLACKROCK FUND ADVISORS

BLACKROCK EXECUTION SERVICES

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2004

SIE

Date: 10/1/2018

Series 31

Date: 11/24/2004

Series 7

Date: 9/10/2004

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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