Adam M. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Miles Thompson was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2007. Adam had worked at 5 firms and has passed the Series 63 and Series 65 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2020 - January 20, 2023
SAVAGE AND COMPANY WEALTH MANAGEMENT, LLC
August 7, 2015 - March 27, 2018
ABACUS FINANCIAL SERVICES LTD.
March 14, 2011 - December 31, 2012
THOMPSON EQUITY ADVISORS
May 3, 2010 - April 26, 2011
WEALTHFRONT ADVISERS LLC
July 16, 2007 - June 21, 2010
ADAM THOMPSON, PRIVATE ACCOUNT MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAVAGE AND COMPANY WEALTH MANAGEMENT, LLC
CRD#: 168090 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 180 |
| AUM (Assets Under Management) | $ 57,800,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
