Parag K. Sanghani

WESTWOOD MANAGEMENT CORP

HOUSTON, TX 77024

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CRD#: 4821782

Professional summary

Parag Kirtikumar Sanghani, who also goes by Parag Kirti Sanghani, is a registered financial advisor currently at WESTWOOD MANAGEMENT CORP located in Houston, Texas and SALIENT CAPITAL L.P. located in Houston, Texas.

Parag is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Parag has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Parag Kirti Sanghani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Westwood Management Corp.; Investment Related; Houston, TX; Senior Portfolio Manager; Start 11/21/2022, full time employment with Westwood Management Corp. 2) En Industries Group Holdings, Ltd; Not Investment-Related; 252 Manor Lane, London, SE12 0TG; Holding company that is acquiring SMEs in the UK; Advisor; Start date: March 2023; 4-5 hours per month, none during trading hours; Duties will be to serve on advisory committee to help answer questions that may arise as the business grows.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parag Kirtikumar Sanghani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2023 - Present

WESTWOOD MANAGEMENT CORP

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024

RIA

CRD#: 110269

HOUSTON, TX

Current

June 10, 2011 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024Office #2: 10000 Memorial Drive Suite 650, Houston, TX 77024

CRD#: 147912

Houston, TX

Past

June 24, 2011 - November 21, 2022

SALIENT CAPITAL ADVISORS, LLC

RIA

CRD#: 153914

HOUSTON, TX

Past

July 4, 2008 - June 17, 2009

TELEMUS INVESTMENT BROKERS, LLC

CRD#: 133957

HOUSTON, TX

Past

September 17, 2004 - September 20, 2006

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(6/10/2011)

IAR

Texas
(5/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/2/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 1/7/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 12/20/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/16/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

103

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD MANAGEMENT CORP. INVESTMENT ADVISER BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 12,802,824,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Parag K. Sanghani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parag Kirtikumar Sanghani's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALIENT CAPITAL L.P.

SALIENT CAPITAL ADVISORS, LLC

TELEMUS INVESTMENT BROKERS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

WESTWOOD MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/2004

SIE

Date: 10/1/2018

Series 86

Date: 1/7/2005

Series 87

Date: 12/20/2004

Series 7

Date: 9/16/2004

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD MANAGEMENT CORP

TRUST BUT VERIFY

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