Chad M. Vaughn
ELEVATION WEALTH PARTNERS | Wealth Manager Associate
WALNUT CREEK, CA 94596
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CRD#: 4821287
Professional summary
Chad Michael Vaughn, who also goes by Chad Michael Litman, Chad Litman Vaughn, Chad Michael Vaughn, is a registered financial advisor currently at ELEVATION WEALTH PARTNERS, LLC located in Walnut Creek, California.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Chad has worked at 1 firm and has passed the Series 65 exam.
Biography
Chad is a financial associate with more than two decades of experience.
Prior to joining Elevation Wealth Partners, he assisted managing individuals’ wealth at Phocas Financial. Chad works closely with high net worth individuals, families and nonprofits. His experience includes extensive work in personal financial analysis, asset allocation and retirement planning.
Before Phocas, Chad spent 13 years at First Republic Investment Management as a Director in its fixed-income division. Formerly, he was a Senior Client Sales Associate at UBS.
Chad and his family live in Alameda, where they are actively involved in the schools, sports and community organizations.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Michael Litman | Chad Litman Vaughn | Chad Michael Vaughn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Michael Vaughn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
San Francisco State University
BA - History and Philosophy
Experience
Current
May 9, 2024 - Present
ELEVATION WEALTH PARTNERS, LLC
Office #1: 200 Pringle Avenue Suite 400, Walnut Creek, CA 94596RIA
CRD#: 123971
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
ELEVATION WEALTH PARTNERS, LLC
ELEVATION WEALTH PARTNERS, LLC | ZRC WEALTH MANAGEMENT, LLC | ZRC FINANCIAL SERVICES, LLC
CRD#: 123971 / SEC#: 801-81152
RIA
Registered Investment Advisory firm - (3/17/2015 Approved)California
Registered Investment Advisory firm - (4/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/9/2024)
Current Firm
EW
ELEVATION WEALTH PARTNERS, LLC
ELEVATION WEALTH PARTNERS, LLC | ZRC WEALTH MANAGEMENT, LLC | ZRC FINANCIAL SERVICES, LLC
CRD#: 123971 / SEC#: 801-81152
RIA
Registered Investment Advisory firm - (3/17/2015 Approved)California
Registered Investment Advisory firm - (4/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Pringle Avenue Suite 400, Walnut Creek, CA 94596
Mailing Address
Phone number
(707) 524-6131
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 933 |
| AUM (Assets Under Management) | $ 582,090,191 |
Red Flags
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Company Information
ELEVATION WEALTH PARTNERS, LLC
Wealth Manager AssociateCRD#: 123971Walnut Creek, CA 94596TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
