Heidi J. Fischer
Professional summary
Heidi Jill Fischer, who also goes by Heidi Fischer, is a registered financial professional currently at TMX ALPHA US, LLC located in New York, New York.
Heidi is registered as a RR (Registered Representative) and started their career in finance in 2004. Heidi has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heidi Jill Fischer's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2024 - Present
TMX ALPHA US, LLC
Office #1: 140 Broadway 46th Floor, New York, NY 10005August 13, 2019 - August 22, 2023
INSTINET, LLC
September 21, 2004 - August 14, 2019
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2025)
(9/4/2024)
(1/22/2025)
(5/1/2025)
(7/10/2024)
(6/10/2024)
(6/17/2024)
(6/26/2024)
(7/10/2024)
(6/28/2024)
Exams
Series 99TO
Date: 5/31/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/19/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
TMX ALPHA US, LLC
CRD#: 329008 / SEC#: , 8-71182
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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