Natasha King

STONEPEAK SECURITIES LLC

New York, NY 10001

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CRD#: 4821105

Professional summary

Natasha King, who also goes by Natasha D Austin, Natasha Denise Austin, Natasha Austin, Natasha Denise King, is a registered financial professional currently at STONEPEAK SECURITIES LLC located in New York, New York.

Natasha is registered as a RR (Registered Representative) and started their career in finance in 2005. Natasha has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Natasha D Austin | Natasha Denise Austin | Natasha Austin | Natasha Denise King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Natasha King's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2025 - Present

STONEPEAK SECURITIES LLC

Office #1: 550 W. 34th St 48th Floor, New York, NY 10001

CRD#: 316392

New York, NY

Past

March 3, 2022 - July 2, 2025

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

February 20, 2020 - October 22, 2021

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

August 27, 2010 - August 5, 2011

MORGAN STANLEY INVESTMENT ADVISORS INC.

RIA

CRD#: 104525

NEW YORK, NY

Past

August 27, 2010 - February 18, 2020

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

December 10, 2008 - May 18, 2010

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

April 22, 2008 - October 28, 2008

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

April 17, 2008 - October 28, 2008

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

July 5, 2006 - April 22, 2008

NEUBERGER BERMAN MANAGEMENT LLC

RIA

CRD#: 5493

NEW YORK, NY

Past

July 5, 2006 - April 22, 2008

NEUBERGER BERMAN MANAGEMENT LLC

CRD#: 5493

NEW YORK, NY

Past

August 15, 2005 - July 14, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/30/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STONEPEAK SECURITIES LLC

CRD#: 316392 / SEC#: , 8-70803

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

550 W. 34th St 48th Floor, New York, NY 10001

Mailing Address

550 W. 34th St 48th Floor, New York, NY 10001

Phone number

(212) 907-5100

Established

Delaware since 08/13/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STONEPEAK PARTNERS II LLC	GENERAL PARTNER
FORTINO, ANGELINA	FINANCIAL AND OPERATIONS PRINCIPAL	6869135
MLYNAR, STEVEN BRETT	CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, PRINCIPAL	5200474
WALLACH, DOUGLAS	CEO, SUPERVISORY PRINCIPAL, EXECUTIVE REPRESENTATIVE	6649513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Natasha King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Natasha King's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

PIMCO INVESTMENTS LLC

MORGAN STANLEY INVESTMENT ADVISORS INC.

MORGAN STANLEY DISTRIBUTION, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN MANAGEMENT LLC

NEUBERGER BERMAN MANAGEMENT LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2005

Series 24

Date: 12/7/2011

FINRA

Current Firm

STONEPEAK SECURITIES LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STONEPEAK SECURITIES LLC

TRUST BUT VERIFY

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