Jose Campos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Campos, CFP®, who also goes by Joe Campos, Jose David Campos, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2004. Jose had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Experience
November 26, 2018 - August 25, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
November 26, 2018 - August 25, 2021
BBVA SECURITIES INC.
October 1, 2012 - November 27, 2018
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 27, 2018
J.P. MORGAN SECURITIES LLC
July 17, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 17, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 5, 2009 - July 18, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 5, 2009 - July 18, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 25, 2005 - March 4, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - December 31, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - March 4, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 8, 2004 - October 20, 2004
QUICK & REILLY, INC.
August 16, 2004 - October 20, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
