Justin R. Lipton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Ross Lipton, who also goes by Justin Lipton, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2004. Justin had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2010 - February 1, 2012
CPIBD LLC
September 8, 2004 - April 30, 2010
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CPIBD LLC
CRD#: 46049 / SEC#: , 8-51301
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMPASS PARTNERS ADVISORS, LLP | DIRECT OWNER | |
| CHAPIN, ALLAN MELVILLE | PRESIDENT/CO-CHIEF COMPLIANCE OFFICER | 4142918 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
