Justin D. Brink
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Dale Brink, who also goes by Justin D Brink, Justin Brink, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2004. Justin had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2016 - December 5, 2017
THE RETIREMENT PLANNING GROUP, LLC
February 26, 2015 - May 23, 2016
AMERICAN CENTURY INVESTMENT SERVICES INC.
April 5, 2012 - January 30, 2015
IVY DISTRIBUTORS, INC.
July 17, 2009 - January 30, 2015
WADDELL & REED
March 5, 2008 - October 14, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
May 15, 2007 - February 8, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
January 23, 2006 - April 30, 2007
WADDELL & REED
October 21, 2004 - January 5, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
October 20, 2004 - January 5, 2006
IDS LIFE INSURANCE COMPANY
October 20, 2004 - January 5, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,910 |
| AUM (Assets Under Management) | $ 4,451,007,696 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 08/08/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
