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Rebecca A. White

HARRINGTON INVESTMENTS
Napa, CA 94559-3030
Some features on this profile are disabled
CRD#: 4820643
RW

Professional summary

Rebecca Anne White is a registered financial advisor currently at HARRINGTON INVESTMENTS, INC. located in Napa, California.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Rebecca has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: RENTAL PROPERTY LOCATION: 4852 PARK BL., OAKLAND, CA 94602 COMPENSATION: 0 TYPE OF BUSINESS: RENTAL PROPERTY START DATE: 2006 # OF HRS/MO:2-4 TITLE/DUTIES: OWNER Business Name: Yellow Jacket Eatery LLC 56 Scott Blvd, Trinity Center, CA 96091 Nature of Business: Restaurant Position: Member of LLC Start Date: 2021 Hrs / Mo devoted: 10 hours Hrs devoted to business during securities trading hours Title / Duties: Owner None

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Anne White's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 18, 2021 - Present

HARRINGTON INVESTMENTS, INC.

Office #1: 1001 Second Street Suite 325, Napa, CA 94559-3030
RIA
CRD#: 110790
Napa, CA
Past

August 3, 2016 - September 12, 2019

VICTORY CAPITAL SERVICES, INC.

BD
CRD#: 37059
San Francisco, CA
Past

June 2, 2014 - August 8, 2016

RS FUNDS DISTRIBUTOR LLC

BD
CRD#: 165753
SAN FRANCISCO, CA
Past

October 6, 2006 - June 2, 2014

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

October 20, 2004 - October 6, 2006

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARRINGTON INVESTMENTS, INC.
HARRINGTON INVESTMENTS, INC. | HARRINGTON INVESTMENTS, INCORPORATED

CRD#: 110790 / SEC#: 801-17932

RIA
Registered Investment Advisory firm - (11/24/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/18/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/7/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/8/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/16/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HI
HARRINGTON INVESTMENTS, INC.
HARRINGTON INVESTMENTS, INC. | HARRINGTON INVESTMENTS, INCORPORATED

CRD#: 110790 / SEC#: 801-17932

RIA
Registered Investment Advisory firm - (11/24/1982 Approved)
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Contact information

Main Address
1001 Second Street Suite 325, Napa, CA 94559-3030
Mailing Address
Phone number
(707) 252-6166
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HARRINGTON INVESTMENTS FORM ADV PARTS 2A AND 2B - SEPT 2025 (9/24/2025)

Regulatory assets under management

Total Number of Accounts219
AUM (Assets Under Management)$ 355,156,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARRINGTON INVESTMENTS, INC.

CRD#: 110790Napa, CA 94559-3030

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