Julia A. Heckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Ann Heckman, who also goes by Julia A Heckman, Julie A Heckman, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2005. Julia had worked at 3 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2011 - November 26, 2012
GREEN STREET TRADING, LLC
July 22, 2010 - August 24, 2011
UBS SECURITIES LLC
October 11, 2005 - October 2, 2008
MORGAN JOSEPH TRIARTISAN LLC
State Registrations and Notice Filings
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Exams
Current Firm
GREEN STREET TRADING, LLC
CRD#: 28937 / SEC#: 801-67196, 8-44110
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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