Eli J. Rassow-kantor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eli Jacob Rassow-kantor, who also goes by Eli Kantor, was a registered financial professional .
Eli is a previously registered financial professional and started their career in finance in 2004. Eli had worked at 9 firms and has passed the Series 66, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2018 - November 15, 2019
IFS SECURITIES
August 29, 2018 - August 31, 2018
LPS CAPITAL LLC
August 14, 2015 - September 14, 2016
IBERIA CAPITAL PARTNERS L.L.C.
April 29, 2014 - February 24, 2015
CANACCORD GENUITY LLC
July 9, 2012 - March 21, 2014
IBERIA CAPITAL PARTNERS L.L.C.
August 5, 2009 - June 6, 2012
JEFFERIES LLC
June 16, 2008 - June 22, 2009
PRITCHARD CAPITAL PARTNERS, LLC
March 15, 2005 - January 16, 2008
WEEDEN & CO.L.P.
March 15, 2005 - January 16, 2008
WEEDEN & CO.L.P.
September 24, 2004 - February 23, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
September 2, 2004 - February 23, 2005
IDS LIFE INSURANCE COMPANY
September 2, 2004 - February 23, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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