Michael R. Goold

OLD SLIP REGISTERED INVESTMENT ADVISORS

New York, NY 10005

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CRD#: 4820084

Professional summary

Michael Raymond Goold, who also goes by Michael R Goold, Michael Goold, is a registered financial advisor currently at OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael R Goold | Michael Goold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Premier Investments, LLC; Investment Related; St. Louis Park, MN; Wholesale; Vice President; 10/22 Start Date; 160 hours per month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Raymond Goold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2023 - Present

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

Office #1: 40 Wall Street Floor 28, New York, NY 10005

RIA

CRD#: 297976

New York, NY

Past

November 10, 2022 - November 6, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

March 16, 2020 - December 14, 2020

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

December 5, 2013 - November 23, 2021

GLENMEDE INVESTMENT MANAGEMENT, LP

RIA

CRD#: 108165

PHILADELPHIA, PA

Past

November 21, 2013 - December 26, 2019

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

June 7, 2013 - November 6, 2013

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Past

March 19, 2012 - November 6, 2013

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

September 9, 2011 - December 9, 2011

FORESIDE FUND SERVICES, LLC

CRD#: 46106

HAVERFORD, PA

Past

March 28, 2008 - September 7, 2011

SENTINEL FINANCIAL SERVICES COMPANY

CRD#: 31175

MONTPELIER, VT

Past

December 2, 2005 - March 17, 2008

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

August 2, 2005 - December 6, 2005

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

July 19, 2004 - August 2, 2005

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

OLD SLIP CAPITAL | STANDARD FIDUCIARY CONSULTING, LLC | OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

CRD#: 297976 / SEC#: 801-113781

RIA

Registered Investment Advisory firm - (8/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/16/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

OLD SLIP CAPITAL | STANDARD FIDUCIARY CONSULTING, LLC | OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

CRD#: 297976 / SEC#: 801-113781

RIA

Registered Investment Advisory firm - (8/2/2018 Approved)

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Contact information

Main Address

40 Wall Street Floor 28, New York, NY 10005

Mailing Address

Phone number

(212) 256-1334

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-STANDARD FIDUCIARY CONSULTING, LLC (3/13/2025)

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 341,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Goold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Raymond Goold's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

GLENMEDE INVESTMENT MANAGEMENT, LP

QUASAR DISTRIBUTORS, LLC

SEI INVESTMENTS MANAGEMENT CORP

SEI INVESTMENTS DISTRIBUTION CO.

FORESIDE FUND SERVICES, LLC

SENTINEL FINANCIAL SERVICES COMPANY

DEAM INVESTOR SERVICES, INC.

DWS DISTRIBUTORS, INC.

DEAM INVESTOR SERVICES, INC.

Primary Firm SEC Registration

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2013

Series 63

Date: 11/5/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2006

Series 6

Date: 7/16/2004

Current Firm

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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