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DS

Donald C. Sieber

Some features on this profile are disabled
CRD#: 4820005
DS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Christopher Sieber, who also goes by Chris Sieber, Christopher Sieber, D. Christopher Sieber, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 2004. Donald had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Sieber | Christopher Sieber | D. Christopher Sieber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 2, 2017 - January 29, 2018

CENTER STREET ADVISORS, INC.

RIA
CRD#: 169329
Knoxville, TN
Past

June 1, 2017 - January 29, 2018

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
KNOXVILLE, TN
Past

March 20, 2017 - June 5, 2017

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
KNOXVILLE, TN
Past

October 27, 2014 - March 21, 2017

USADVISORS WEALTH MANAGEMENT, LLC

RIA
CRD#: 158108
KNOXVILLE, TN
Past

January 24, 2012 - December 5, 2012

USADVISORS WEALTH MANAGEMENT, LLC

RIA
CRD#: 158108
KNOXVILLE, TN
Past

August 1, 2011 - October 28, 2014

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
KNOXVILLE, TN
Past

July 29, 2011 - June 5, 2017

SECURITIES AMERICA, INC.

BD
CRD#: 10205
KNOXVILLE, TN
Past

July 24, 2009 - November 16, 2011

LEGACY TAX AND FINANCIAL PLANNING, LLC

RIA
CRD#: 149500
KNOXVILLE, TN
Past

February 5, 2009 - December 31, 2009

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
KNOXVILLE, TN
Past

February 2, 2009 - August 3, 2011

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
KNOXVILLE, TN
Past

May 28, 2008 - January 5, 2009

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
KNOXVILLE, TN
Past

May 1, 2008 - January 5, 2009

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
KNOXVILLE, TN
Past

November 29, 2007 - April 1, 2008

EDWARD JONES

RIA
CRD#: 250
MARYVILLE, TN
Past

November 29, 2007 - April 1, 2008

EDWARD JONES

BD
CRD#: 250
MARYVILLE, TN
Past

April 13, 2006 - November 28, 2007

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

January 5, 2005 - December 1, 2005

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
KNOXVILLE, TN
Past

December 15, 2004 - December 1, 2005

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

October 21, 2004 - December 9, 2004

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/4/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/29/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/2004
General Securities Representative Examination

Current Firm

CS
CENTER STREET ADVISORS, INC.
ARKAGOS ADVISORS + ASSET MANAGEMENT | WRIGHT FINANCIAL GROUP | WILLIAMS FINANCIAL GROUP | WEST ADVISORY GROUP | WEALTH STRATEGIES ADVISORY GROUP | WEALTH PROTECTION ADVISORS, LLC | WEALTH CONCEPTS GROUP | TODDY AND ASSOCIATES | THORNHILL FINANCIAL | THACKER AND ASSOCIATES | TAHOE FINANCIAL PLANNING | SYCAMORE FINANCIAL CORP | STRONG FINANCIAL PARTNERS | SPECKMAN FINANCIAL GROUP | SOUTHERN KENTUCKY ADVISORS | SIGNATURE FINANCIAL SOLUTIONS, LLC | SENIOR GUARDIANS OF AMERICA | ROBERTS TAX & RETIREMENT PLANNING | RETIREMENT WEALTH MANAGEMENT | RETIREMENT FINANCIAL SERVICES | PROGEN FINANCIAL CONSULTING | PRODUCER PROS INSURANCE SERVICES LLC | PRIZM FINANCIAL ADVISORS | PINNACLE WEALTH MANAGEMENT | PATHWAY FINANCIAL MANAGEMENT | NEW HORIZONS FAMILY WEALTH MANAGEMENT | NARISH FINANCIAL SERVICES | MOERDYK FINANCIAL | MICHIGAN RETIREMENT GROUP | MAJORS FINANCIAL GROUP | LIFE BRIDGE FINANCIAL, INC | LEONARD ADVISORY GROUP | LEGACY FINANCIAL GROUP, INC. | LEBLANC FINANCIAL ALLIANCE | KURUVILLA AND ASSOCIATES | KENNEDY WEALTH GROUP | JONTZ NASH ESTATE MANAGEMENT & PLANNING | IRONTREE INVESTMENT MANAGEMENT | INTEGRATED FINANCIAL GROUP | INCOME PROS | HILL AND HILL FINANCIAL | GREENWAY FINANCIAL | GRAY WEALTH MANAGEMENT | GOSHEN PROVIDERS | FINANCIAL DYNAMICS | ELDERCARE FINANCIAL | D. KENT PREWETTE AND ASSOCIATES | D KENT PREWETTE & ASSOCIATES | COSTAL FINANCIAL PLANNING GROUP | CONSULT MILESTONE | CONNER FINANCIAL LLC | CLEAR HARBOR WEALTH MANAGEMENT | CENTER STREET ADVISORS, INC. | BROOKWOOD FINANCIAL | BROOKSTONE FINANCIAL | BERING FINANCIAL | BALES AND ECKEL FINANCIAL GROUP, LLC | AYCOCK WEALTH MANAGEMENT | ASSET PROTECTION STRATEGIES | ASHIRA FINANCIAL LLC

CRD#: 169329 / SEC#: 801-80344

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Contact information

Main Address
2 International Plaza Suite 301, Nashville, TN 37217
Mailing Address
Phone number
(615) 690-3580
Established
Firm type
Fiscal year end
# of Employees
45

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A - 3-31-2023 (3/31/2023)
WRAP FEE BROUCHURE - 3-31-2023 (3/31/2023)

Regulatory assets under management

Total Number of Accounts1,689
AUM (Assets Under Management)$ 336,007,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CENTER STREET ADVISORS, INC.

CRD#: 169329

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