Jason E. Choate
Professional summary
Jason Edward Choate, who also goes by Jason E Choate, Jason Edward Choate, Jason Choate, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2004. Jason has worked at 9 firms and has passed the Series 66, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Edward Choate's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2023 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746February 3, 2022 - December 1, 2023
CHARLES SCHWAB & CO., INC.
January 19, 2021 - January 24, 2022
HILLTOP SECURITIES INC.
May 4, 2018 - April 5, 2019
TD AMERITRADE CLEARING, INC.
February 26, 2018 - January 6, 2021
TD AMERITRADE, INC.
November 21, 2008 - February 26, 2018
SCOTTRADE, INC.
February 28, 2007 - September 12, 2008
NATCITY INVESTMENTS, INC.
February 20, 2007 - September 12, 2008
NATCITY INVESTMENTS, INC.
September 22, 2004 - August 15, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
September 22, 2004 - August 15, 2005
IDS LIFE INSURANCE COMPANY
September 22, 2004 - August 15, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/2/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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