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JK

Jeffery B. Kimball

ERNST & YOUNG INVESTMENT ADVISERS LLP
Westminster, CO
Some features on this profile are disabled
CRD#: 4819980
JK

Professional summary

Jeffery B Kimball, who also goes by Jeff B Kimball, Jeff Kimball, Jeffery Kimball, Jeffrey B Kimball, Jeffery B Kimball, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Westminster, Colorado.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeffery has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff B Kimball | Jeff Kimball | Jeffery Kimball | Jeffrey B Kimball | Jeffery B Kimball

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery B Kimball's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2019 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #2: 201 N Franklin Street Ste 2400, Tampa, FL 33602
RIA
CRD#: 110921
Westminster, CO
Past

March 25, 2019 - July 10, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
St Petersburg, FL
Past

March 19, 2019 - July 10, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST PETERSBURG, FL
Past

June 28, 2018 - March 7, 2019

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
Tampa, FL
Past

May 18, 2018 - March 7, 2019

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
TAMPA, FL
Past

April 19, 2017 - May 10, 2018

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
ST. PETERSBURG, FL
Past

May 13, 2016 - May 10, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
ST. PETERSBURG, FL
Past

May 20, 2013 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST. PETERSBURG, FL
Past

August 24, 2004 - January 17, 2012

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/11/2022)
IAR
Florida
(12/23/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/18/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/11/2007
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/13/2007
General Securities Sales Supervisor - Options Module Examination

Current Firm

E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)
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Contact information

Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

CRD#: 110921Westminster, CO

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