Zachary F. Stuppy

BRAVE BOAT CAPITAL ADVISORS

BOSTON, MA 02109

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CRD#: 4819503

Professional summary

Zachary Foster Stuppy is a registered financial advisor currently at BRAVE BOAT CAPITAL ADVISORS located in Boston, Massachusetts.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Zachary has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Foster Stuppy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2015 - Present

BRAVE BOAT CAPITAL ADVISORS

Office #1: 71 Commercial Street Suite 52, Boston, MA 02109

RIA

CRD#: 275029

BOSTON, MA

Past

March 20, 2015 - September 9, 2015

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

BOSTON, MA

Past

June 9, 2011 - September 9, 2015

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

BOSTON, MA

Past

August 17, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 17, 2004 - June 12, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CHARLESTOWN, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/14/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2004

General Securities Representative Examination

Current Firm

BRAVE BOAT CAPITAL ADVISORS

BRAVE BOAT CAPITAL ADVISORS | BRAVE BOAT CAPITAL, LLC

CRD#: 275029 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/25/2015 Approved)

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Contact information

Main Address

71 Commercial Street Suite 52, Boston, MA 02109

Mailing Address

Phone number

(617) 536-3141

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 29,900,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Zachary F. Stuppy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Foster Stuppy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRAVE BOAT CAPITAL ADVISORS

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2015

Series 66

Date: 10/14/2004

SIE

Date: 9/9/2015

Series 7

Date: 8/16/2004

Current Firm

BRAVE BOAT CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRAVE BOAT CAPITAL ADVISORS

TRUST BUT VERIFY

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