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Kevin Arthur Nelson

Kevin A. Nelson

FINANCIAL SYNERGIES
Houston, TX 77027
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CRD#: 4819421
Kevin Arthur Nelson

Professional summary

Kevin Arthur Nelson, CFP® is a registered financial advisor currently at FINANCIAL SYNERGIES located in Houston, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kevin has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Board Member, Be a Champion Inc, start date 01/2009, non investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Arthur Nelson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

March 30, 2017 - Present

FINANCIAL SYNERGIES

Office #1: 4400 Post Oak Pkwy Suite 200, Houston, TX 77027
RIA
CRD#: 105643
Houston, TX
Past

January 2, 2013 - February 23, 2017

HERITAGE WEALTH MANAGEMENT

RIA
CRD#: 122394
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL SYNERGIES
FINANCIAL SYNERGIES
FINANCIAL SYNERGIES | FINANCIAL SYNERGIES WEALTH ADVISORS, INC. | FINANCIAL SYNERGIES PATHWAY | FINANCIAL SYNERGIES ASSET MANAGEMENT INC | FINANCIAL SYNERGIES ASSET MANAGEMENT

CRD#: 105643 / SEC#: 801-30106

RIA
Registered Investment Advisory firm - (7/30/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/30/2017)

Exams

Current Firm

FINANCIAL SYNERGIES
FINANCIAL SYNERGIES
FINANCIAL SYNERGIES | FINANCIAL SYNERGIES WEALTH ADVISORS, INC. | FINANCIAL SYNERGIES PATHWAY | FINANCIAL SYNERGIES ASSET MANAGEMENT INC | FINANCIAL SYNERGIES ASSET MANAGEMENT

CRD#: 105643 / SEC#: 801-30106

RIA
Registered Investment Advisory firm - (7/30/1987 Approved)
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Contact information

Main Address
4400 Post Oak Pkwy Suite 200, Houston, TX 77027
Mailing Address
Phone number
(713) 623-6600
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FINANCIAL SYNERGIES CURRENT ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts879
AUM (Assets Under Management)$ 1,566,368,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL SYNERGIES

FINANCIAL SYNERGIES

CRD#: 105643Houston, TX 77027

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