GP
Glen R. Pier
PROSPERITY CAPITAL ADVISORS
ARDEN, NC 28704
Some features on this profile are disabled
CRD#: 4819334
GP
Professional summary
Glen Richards Pier is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Arden, North Carolina.
Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Glen has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.ROYAL PINES, LLC. 3400 SWEETEN CREEK RD, SUITE A, ARDEN, NC 28704. 818-631-8574. LLC. NATURE OF BUS:PROPERTY MGT. INVEST.RELATED:NO. TITLE: MEMBER/MGR. DUTIES:LEASING,MANAGING. APPROX. # HOURS MONTHLY DEVOTED TO ACTIVITY:10-40. # HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS:N/A. DATE:2007. FIN. INTEREST:YES, $500K. HOW COMPENSATED:RENTS. 2.THE AVATAR COURSE 116 STONEGATE DRIVE, ARDEN, NC 28704. 828-216-1964. SOLE PROPRIETORSHIP. NATURE OF BUS:AVATAR COURSE TRAINING. INVESTMENT RELATED:NO. TITLE:AVATAR MASTER. DUTIES:CONVEY AVATAR MATERIALS. APPROX. # HOURS MONTHLY DEVOTED TO ACTIVITY:60. # HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS:5. STARTED:03/2002. FIN. INTEREST:YES, MY BUSINESS. HOW COMPENSATED:TUITION'S PAID. 3.PIER PROPERTIES, LLC. 3400 SWEETEN CREEK RD., SUITE A, ARDEN, NC 28704. 828-681-8574. AN LLC. NATURE OF BUSINESS:PROPERTY MGT. INVESTMENT RELATED:NO TITLE:MEMBER/MGR. DUTIES:LEASING & MGT. APPROX. # HOURS MONTHLY DEVOTED TO ACTIVITY:20-100. # HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS:10-50. STARTED:2006. FIN.INTEREST:YES, $400K PLUS. HOW COMP: RENT. 4. INFINITY WEALTH MANAGEMENT INC. D/B/A INFINITY TAX ADVISORS 3400 SWEETEN CREEK RD, STE. A ARDEN, NC 28704. 828-681-8574. EMAIL:GPIER@INFINITYWEALTHMANAGEMENTINC.COM. CORPORATION. NATURE OF BUS:ALL ASPECTS OF FINANCIAL MGT. INVEST RELATED:NO TITLE:PRESIDENT. DUTIES:DELIVER TAX RETURNS, SUPERVISING TAX PREPARATIONS. APPROX # HOURS MONTHLY DEVOTED TO ACTIVITY:30. # HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS:1-3 APPROX. STARTED:SPRING 2012. FIN INTEREST IN BUSINESS:YES HOW COMPENSATED:TAX PREP FEES. 5. AFEA-AMERICAN FINANCIAL EDUCATION ALLIANCE 8514 MCALPINE PARK DR, STE 280 CHARLOTTE, NC 28211. gpier@myafea.org. A 501(C)3 NON PROFIT ORG. NATURE OF BUS:EDUCATIONAL COURSES. INVESTMENT RELATED:NO TITLE:CHAPTER PRESIDENT FOR ASHVILLE, NC. DUTIES:TEACH RETIREMENT PLANNING/EDUCATION COURSES. APPROX # HRS MONTHLY DEVOTED TO ACTIVITY:3 # HRS DEVOTED DURING SECURITIES TRADING HRS:0. STARTED:8/2015. FIN INTEREST:NO. NO COMPENSATION. 6. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, SAME AS REGISTERED LOCATION, FIXED INSURANCE, SINCE 11/2012, APX 10 HOURS PER WEEK, APX 10 DURING TRADING HOURS, INSURANCE AGENT, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, MEDICARE SUPPLEMENTS AND LONG TERM CARE. 7. OWNS A PERSONAL RENTAL PROPERTY. COLLECTS RENT. 8. PROVIDES TRUST CREATION SUPPORT AS AN ADVISOR THROUGH THE ESTATE SOURCE, AN LLC IN RENO, NEVADA, CONTRIBUTING 1-50 HOURS MONTHLY SINCE 2007 ON A COMMISION BASIS. 9. Glen Pier has ownership shares in Blu, LLC and C2P Enterprises, LLC which includes its affiliate C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors (PCA). Mr. Pier is not involved in the day-to-day operations of the company but is an advisor of PCA. Mr. Pier spends less than one hour per month on this activity during non-trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Glen Richards Pier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2012 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 3400 Sweeten Creek Road Suite A, Arden, NC 28704RIA
CRD#: 156480
ARDEN, NC
Past
November 16, 2012 - December 31, 2017
MERCAP SECURITIES, LLC
BD
CRD#: 156607
ATLANTA, GA
Past
July 26, 2010 - November 15, 2012
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
ARDEN, NC
Past
July 23, 2010 - November 15, 2012
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
ARDEN, NC
Past
August 21, 2006 - July 26, 2010
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
ARDEN, NC
Past
August 21, 2006 - July 26, 2010
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
ARDEN, NC
Past
July 24, 2006 - September 26, 2006
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
ASHEVILLE, NC
Past
December 8, 2004 - August 21, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
ASHEVILLE, NC
Past
September 13, 2004 - September 28, 2004
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/29/2019)
IAR
Florida(11/27/2023)
IAR
Louisiana(11/3/2023)
IAR
North Carolina(12/21/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROSPERITY CAPITAL ADVISORS
CRD#: 156480Arden, NC 28704TRUST BUT VERIFY
Monitor Glen Pier
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
