Casimer J. Kroll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casimer J. Kroll, who also goes by Casey John Kroll, Casimer J Kroll, Casimer John Kroll, was a registered financial professional .
Casimer is a previously registered financial professional and started their career in finance in 2007. Casimer had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2021 - April 4, 2023
LBMZ SECURITIES, INC.
August 1, 2017 - June 18, 2021
J.P. MORGAN SECURITIES LLC
August 1, 2017 - June 18, 2021
J.P. MORGAN SECURITIES LLC
April 26, 2017 - August 7, 2017
FIFTH THIRD SECURITIES, INC.
April 26, 2017 - August 7, 2017
FIFTH THIRD SECURITIES, INC.
October 9, 2015 - May 1, 2017
PNC WEALTH MANAGEMENT LLC
June 15, 2012 - May 1, 2017
PNC WEALTH MANAGEMENT LLC
December 13, 2010 - December 2, 2011
ESSEX NATIONAL SECURITIES, LLC
April 18, 2008 - September 30, 2010
KEY INVESTMENT SERVICES LLC
March 21, 2007 - February 15, 2008
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LBMZ SECURITIES, INC.
CRD#: 7874 / SEC#: , 8-23266
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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