Mario A. Davila
Professional summary
Mario Armando Davila, who also goes by Mario A Davila, Mario A. Davila, Mario Davila, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.
Mario is registered as a RR (Registered Representative) and started their career in finance in 2004. Mario has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mario Armando Davila's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2019 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 330 Madison, New York, NY 10017April 3, 2017 - September 25, 2019
CHARTWELL INVESTMENT PARTNERS, LLC
April 3, 2017 - September 25, 2019
CHARTWELL TSC SECURITIES CORP.
September 30, 2016 - March 13, 2017
ICAPITAL MARKETS LLC
September 21, 2015 - October 5, 2016
FINANCIAL PRODUCTS, LLC
April 22, 2010 - September 9, 2015
ADVISORS ASSET MANAGEMENT, INC.
June 30, 2008 - December 10, 2009
ADVISORS ASSET MANAGEMENT, INC.
January 12, 2006 - September 9, 2015
ADVISORS ASSET MANAGEMENT, INC.
September 13, 2005 - January 6, 2006
HILLTOP SECURITIES INC.
July 15, 2004 - August 24, 2005
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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