Scott K. Traasdahl

SMARTT WEALTH SOLUTIONS

GILBERT, AZ 85296

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CRD#: 4819197

Professional summary

Scott Kenneth Traasdahl is a registered financial advisor currently at SMARTT WEALTH SOLUTIONS, LLC located in Gilbert, Arizona.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Scott has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ELEVATE CPA ADVISORY PLC; NON INVESTMENT; MESA, AZ; CPA PRACTICE/OWNER/PARTNER; 11/2002;160 HRS/MONTH-80 HRS DURING TRADING HRS-FIRM MGMT & TAX/ACCTG SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Kenneth Traasdahl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2020 - Present

SMARTT WEALTH SOLUTIONS, LLC

Office #1: 1166 E Warner Road Suite 101, Gilbert, AZ 85296

RIA

CRD#: 171535

GILBERT, AZ

Past

July 23, 2004 - April 3, 2008

OSAIC FA, INC.

RIA

CRD#: 3978

MESA, AZ

Past

July 14, 2004 - March 27, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 14, 2004 - April 3, 2008

OSAIC FA, INC.

CRD#: 3978

MESA, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/29/2020)

IAR

Utah
(6/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/19/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/13/2004

General Securities Representative Examination

Current Firm

SMARTT WEALTH SOLUTIONS, LLC

CRD#: 171535 / SEC#:

Arizona

Registered Investment Advisory firm - (6/16/2014 Approved)

Texas

Registered Investment Advisory firm - (10/1/2021 Terminated)

Utah

Registered Investment Advisory firm - (10/1/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1166 E Warner Road Suite 101, Gilbert, AZ 85296

Mailing Address

Phone number

(480) 385-7540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott K. Traasdahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Kenneth Traasdahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMARTT WEALTH SOLUTIONS, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2020

Series 66

Date: 7/19/2004

Series 7

Date: 7/13/2004

Current Firm

SMARTT WEALTH SOLUTIONS, LLC

Contact information

Documents

Red Flags

Company Information

SMARTT WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

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