LS
Leroy Smigel
SAS REGISTERED INVESTMENT ADVISORS
HARRISBURG, PA 17110
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CRD#: 4819122
LS
Professional summary
Leroy Smigel is a registered financial advisor currently at SAS REGISTERED INVESTMENT ADVISORS, LLC located in Harrisburg, Pennsylvania.
Leroy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Leroy has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SMIGEL ANDERSON & SACKS, LLP
4431 N. FRONT STREET
HARRISBURG, PA 17110
ATTORNEY AND PARTNER IN THIS LAW FIRM. NON-INVESTMENT-RELATED ACTIVITY. START DATE 07/1973. DEVOTE APPROXIMATELY 250 HOURS PER MONTH TO THIS BUSINESS, WITH 160 PER MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Leroy Smigel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2004 - Present
SAS REGISTERED INVESTMENT ADVISORS, LLC
Office #1: 4431 North Front Street, Harrisburg, PA 17110RIA
CRD#: 126200
HARRISBURG, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(8/12/2004)
Exams
Current Firm
SR
SAS REGISTERED INVESTMENT ADVISORS, LLC
SAS REGISTERED INVESTMENT ADVISORS, LLC
CRD#: 126200 / SEC#:
Pennsylvania
Registered Investment Advisory firm - (8/12/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4431 North Front Street, Harrisburg, PA 17110-1709
Mailing Address
Phone number
(717) 234-2401
Established
Firm type
Fiscal year end
# of Employees
0
Red Flags
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Company Information
SAS REGISTERED INVESTMENT ADVISORS, LLC
CRD#: 126200Harrisburg, PA 17110TRUST BUT VERIFY
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