JR
Justin M. Ramirez
DASTA FINANCIAL
NEW YORK, NY 10006
Some features on this profile are disabled
CRD#: 4819041
JR
Professional summary
Justin Matthew Ramirez is a registered financial professional currently at DASTA FINANCIAL, LLC located in New York, New York.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2004. Justin has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Justin Matthew Ramirez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2022 - Present
DASTA FINANCIAL, LLC
Office #1: 101 Greenwich Street Second Floor, Suite 504, New York, NY 10006Office #2: 101 Greenwich, Second Floor, Suite 504, New York, NY 10006BD
CRD#: 316477
NEW YORK, NY
Past
March 31, 2021 - September 21, 2021
GT SECURITIES, INC.
BD
CRD#: 116012
New York, NY
Past
May 18, 2017 - March 17, 2021
ICAPITAL SECURITIES, LLC
BD
CRD#: 171061
NEW YORK, NY
Past
November 3, 2014 - May 12, 2017
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
December 19, 2013 - July 3, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
June 21, 2004 - August 18, 2004
G.P. SECURITIES CORP.
BD
CRD#: 35130
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/10/2023)
RR
Alaska(5/10/2023)
RR
Arizona(5/10/2023)
RR
Arkansas(5/10/2023)
RR
California(5/10/2023)
RR
Colorado(5/10/2023)
RR
Connecticut(5/10/2023)
RR
Delaware(5/10/2023)
RR
District of Columbia(5/10/2023)
RR
Florida(7/27/2023)
RR
Georgia(5/10/2023)
RR
Hawaii(5/10/2023)
RR
Idaho(5/10/2023)
RR
Illinois(5/10/2023)
RR
Indiana(4/18/2023)
RR
Iowa(5/10/2023)
RR
Kansas(5/10/2023)
RR
Kentucky(5/10/2023)
RR
Louisiana(5/10/2023)
RR
Maine(5/10/2023)
RR
Maryland(5/10/2023)
RR
Massachusetts(4/3/2023)
RR
Michigan(5/10/2023)
RR
Minnesota(4/14/2023)
RR
Mississippi(5/10/2023)
RR
Missouri(5/10/2023)
RR
Montana(5/10/2023)
RR
Nebraska(5/10/2023)
RR
Nevada(4/3/2023)
RR
New Hampshire(5/10/2023)
RR
New Jersey(5/10/2023)
RR
New Mexico(5/10/2023)
RR
New York(5/10/2023)
RR
North Carolina(5/10/2023)
RR
North Dakota(5/10/2023)
RR
Ohio(5/10/2023)
RR
Oklahoma(5/10/2023)
RR
Oregon(5/10/2023)
RR
Pennsylvania(5/10/2023)
RR
Puerto Rico(5/10/2023)
RR
Rhode Island(5/10/2023)
RR
South Carolina(5/10/2023)
RR
South Dakota(5/10/2023)
RR
Tennessee(4/3/2023)
RR
Texas(5/10/2023)
RR
Utah(5/10/2023)
RR
Vermont(5/10/2023)
RR
Virgin Islands(5/10/2023)
RR
Virginia(5/10/2023)
RR
Washington(5/10/2023)
RR
West Virginia(5/10/2023)
RR
Wisconsin(5/10/2023)
RR
Wyoming(5/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DF
DASTA FINANCIAL, LLC
DASTA FINANCIAL, LLC | ECHOFI FINANCIAL LLC | DUB FINANCIAL, LLC
CRD#: 316477 / SEC#: , 8-70841
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
101 Greenwich Street Second Floor, Suite 504, New York, NY 10006
Mailing Address
101 Greenwich Second Floor, Suite 504, New York, NY 10006
Phone number
(212) 574-1281
Established
Delaware since 10/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
