James W. Fogal
COUNTRY CAPITAL MANAGEMENT COMPANY
Auburn, AL 36830
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CRD#: 4818794
Professional summary
James W Fogal, CFP®, ChFC®, CLU®, who also goes by James William Fogal, James Fogal, is a registered financial professional currently at COUNTRY CAPITAL MANAGEMENT COMPANY located in Auburn, Alabama.
James is registered as a RR (Registered Representative) and started their career in finance in 2004. James has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
James William Fogal | James Fogal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Valley First Church of the Nazarene~103 Church Street~Valley~AL~36856~Clergy~Other~5/1/2017~20hrs~5hrs~Provide pastoral duties to this church on a volunteer basis.| Civil Air Patrol~Auburn~AL~Volunteer Chaplain. NURTURING CHANGE, INC. POSITION: Vice President of board of directors. NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 11921 River Oaks Trail, Austin TX 78753, United States DESCRIPTION: General governance issues. I will have no control of their finances and I will have no check-writing capability. I have no business relationship with anyone connected with the organization. FOGAL FINANCIAL GROUP POSITION: Owner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 12/01/2005 ADDRESS: 1604 Crescent Blvd, Auburn AL 36830, United States DESCRIPTION: I will conduct investment, insurance and financial planning services through Prudential Advisors. The DBA is a marketing name that I have used for many year -- with my previous broker-dealer. GENERAL HEALTH INSURANCE POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/23/2010 ADDRESS: 1604 Crescent Blvd, Auburn AL 36830, United States DESCRIPTION: Selling and servicing individual and group supplemental health/flexible spending accounts NURTURING CHANGE, INC. POSITION: Vice President of board of directors. NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 11921 River Oaks Trail, Austin TX 78753, United States DESCRIPTION: General governance issues. I will have no control of their finances and I will have no check-writing capability. I have no business relationship with anyone connected with the organization.
CRS (Client Relationship Summary) - BD
Click below to view James W Fogal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
December 19, 2023 - Present
COUNTRY CAPITAL MANAGEMENT COMPANY
Office #1: 1452 Opelika Rd Suite F, Auburn, AL 36830BD
CRD#: 12060
Auburn, AL
Past
July 17, 2020 - December 14, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
AUBURN, AL
Past
July 17, 2020 - December 14, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Auburn, AL
Past
November 1, 2005 - July 17, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
AUBURN, AL
Past
October 10, 2005 - July 17, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Auburn, AL
Past
September 6, 2004 - September 23, 2005
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/19/2023)
RR
Florida(2/3/2025)
RR
Georgia(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COUNTRY CAPITAL MANAGEMENT COMPANY
COUNTRY CAPITAL MANAGEMENT COMPANY | COUNTRY INSURANCE & FINANCIAL SERVICES | COUNTRY FINANCIAL
CRD#: 12060 / SEC#: , 8-12645
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1711 General Electric Road, Bloomington, IL 61704
Mailing Address
P.o. Box 2222, Bloomington, IL 61702-2222
Phone number
(309) 821-5228
Established
Illinois since 08/04/1965
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
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Company Information
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060Auburn, AL 36830TRUST BUT VERIFY
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