Patrick R. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Ryan Fisher, who also goes by Patrick Ryan Fisher, Patrick Fisher, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2004. Patrick had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2022 - May 1, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 29, 2022 - May 1, 2024
FIDELITY BROKERAGE SERVICES LLC
April 26, 2022 - November 8, 2022
ALIGHT FINANCIAL ADVISORS, LLC
April 26, 2022 - November 8, 2022
ALIGHT FINANCIAL SOLUTIONS, LLC
February 21, 2020 - May 4, 2020
MML INVESTORS SERVICES, LLC
February 20, 2020 - May 4, 2020
MML INVESTORS SERVICES, LLC
August 31, 2007 - November 13, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 17, 2005 - November 13, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 13, 2004 - August 18, 2005
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
